| 1 |
SIT INVESTMENT ASSOCIATES INC |
3,773,639 |
27,623,000 |
50.67% |
|
|
| 2 |
Relative Value Partners, LLC |
973,700 |
7,127,000 |
13.07% |
|
|
| 3 |
ICON ADVISERS INC/CO |
867,749 |
6,352,000 |
11.65% |
|
|
| 4 |
Grantham, Mayo, Van Otterloo & Co. LLC |
600,000 |
4,392,000 |
8.06% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
346,380 |
2,536,000 |
4.65% |
|
|
| 6 |
MORGAN STANLEY |
235,667 |
1,725,000 |
3.16% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
182,881 |
1,339,000 |
2.46% |
|
|
| 8 |
DOLIVER ADVISORS, LP |
159,983 |
1,171,000 |
2.15% |
|
|
| 9 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
105,039 |
769,000 |
1.41% |
|
|
| 10 |
Windsor Capital Management, LLC |
100,584 |
736,000 |
1.35% |
|
|
| 11 |
Capital Investment Advisors, LLC |
26,890 |
236,000 |
0.43% |
|
|
| 12 |
UBS AG |
17,474 |
128,000 |
0.23% |
|
|
| 13 |
SHEPHERD KAPLAN KROCHUK, LLC |
15,800 |
116,000 |
0.21% |
|
|
| 14 |
B. Riley Wealth Advisors, Inc. |
12,675 |
92,782 |
0.17% |
|
|
| 15 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
12,067 |
88,000 |
0.16% |
|
|
| 16 |
NEXT Financial Group, Inc |
2,885 |
21,000 |
0.04% |
|
|
| 17 |
D.A. DAVIDSON & CO. |
1,800 |
13,000 |
0.02% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,457 |
11,000 |
0.02% |
|
|
| 19 |
ROYAL BANK OF CANADA |
1,352 |
10,000 |
0.02% |
|
|
| 20 |
Orion Porfolio Solutions, LLC |
1,171 |
9,000 |
0.02% |
|
|
| 21 |
Waverly Advisors, LLC |
1,166 |
9,000 |
0.02% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
824 |
6,000 |
0.01% |
|
|
| 23 |
MSI Financial Services Inc |
675 |
5,000 |
0.01% |
|
|
| 24 |
BANK OF MONTREAL /CAN/ |
430 |
3,000 |
0.01% |
|
|
| 25 |
CITIGROUP INC |
400 |
3,000 |
0.01% |
|
|
| 26 |
Creative Planning |
47 |
0 |
0.00% |
|
|
| 27 |
Tower Research Capital LLC (TRC) |
9 |
0 |
0.00% |
|
|
