| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 27,000 | 98,000 | 83.76% | PRN | |
| 2 | Creative Planning | 3,000 | 11,000 | 9.40% | PRN | |
| 3 | WELLS FARGO & COMPANY/MN | 1,000 | 4,000 | 3.42% | PRN | |
| 4 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,000 | 4,000 | 3.42% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
