| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES & ASSOCIATES | 20,752 | 304,000 | 37.67% | ||
| 2 | NEW ENGLAND SECURITIES CORP /MA/ | 19,728 | 289,000 | 35.81% | ||
| 3 | WELLS FARGO & COMPANY/MN | 9,734 | 143,000 | 17.72% | ||
| 4 | U S GLOBAL INVESTORS INC | 2,900 | 42,000 | 5.20% | ||
| 5 | CITIGROUP INC | 1,375 | 20,000 | 2.48% | ||
| 6 | Regal Investment Advisors LLC | 500 | 7,000 | 0.87% | ||
| 7 | UBS AG | 81 | 1,000 | 0.12% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 100 | 1,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
