| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Empyrean Capital Partners, LP | 13,494,000 | 18,340,000 | 25.80% | PRN | |
| 2 | Paloma Partners Management Co | 13,391,000 | 18,266,000 | 25.70% | PRN | |
| 3 | D. E. Shaw & Co., Inc. | 9,907,000 | 13,514,000 | 19.01% | PRN | |
| 4 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 6,200,000 | 8,405,000 | 11.83% | PRN | |
| 5 | LAZARD ASSET MANAGEMENT LLC | 5,254,000 | 7,122,000 | 10.02% | PRN | |
| 6 | Pine River Capital Management L.P. | 3,000,000 | 4,065,000 | 5.72% | PRN | |
| 7 | CONNING INC. | 700,000 | 952,000 | 1.34% | PRN | |
| 8 | DEUTSCHE BANK AG\ | 220,000 | 298,000 | 0.42% | PRN | |
| 9 | WELLS FARGO & COMPANY/MN | 50,000 | 68,000 | 0.10% | PRN | |
| 10 | Investors Capital Advisory Services | 17,000 | 23,000 | 0.03% | ||
| 11 | MORGAN STANLEY | 8,000 | 11,000 | 0.02% | PRN | |
| 12 | Creative Planning | 8,000 | 11,000 | 0.02% | PRN | |
| 13 | Wellesley Asset Management | 617 | 837 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
