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GENERAL FIN CORP DEL
GENERAL FIN CORP DEL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 22 Institutional holders with a total value of $50,065,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GAGNON SECURITIES LLC 3,135,107 24,767,000 49.47%
2 Gagnon Advisors, LLC 1,864,359 14,728,000 29.42%
3 GILDER GAGNON HOWE & CO LLC 407,862 3,222,000 6.44%
4 BARD ASSOCIATES INC 204,200 1,613,000 3.22%
5 BRIDGEWAY CAPITAL MANAGEMENT, LLC 184,900 1,461,000 2.92%
6 PERRITT CAPITAL MANAGEMENT INC 120,500 952,000 1.90%
7 D. E. Shaw & Co., Inc. 100,000 790,000 1.58%
8 Granite Investment Partners, LLC 60,018 474,000 0.95%
9 FIRST WILSHIRE SECURITIES MANAGEMENT INC 46,241 365,000 0.73%
10 VANGUARD GROUP INC 35,643 282,000 0.56%
11 DRIEHAUS CAPITAL MANAGEMENT LLC 26,000 205,000 0.41%
12 ZPR Investment Management 21,657 171,000 0.34%
13 BlueCrest Capital Management LLP 21,000 166,000 0.33%
14 UBS AG 20,614 163,000 0.33%
15 PANAGORA ASSET MANAGEMENT INC 18,082 143,000 0.29%
16 GOLDMAN SACHS GROUP INC 15,967 126,000 0.25%
17 MORGAN STANLEY 13,274 105,000 0.21%
18 RENAISSANCE TECHNOLOGIES LLC 12,406 98,000 0.20%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,125 88,000 0.18%
20 WELLS FARGO & COMPANY/MN 10,634 84,000 0.17%
21 DEUTSCHE BANK AG\ 6,805 53,000 0.11%
22 Tower Research Capital LLC (TRC) 1,120 9,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.