| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 2,499 | 103,000 | 52.02% | ||
| 2 | Lowe Wealth Advisors, LLC | 700 | 29,000 | 14.65% | ||
| 3 | WELLS FARGO & COMPANY/MN | 370 | 15,000 | 7.58% | ||
| 4 | SIMPLEX TRADING, LLC | 308 | 13,000 | 6.57% | ||
| 5 | Orion Porfolio Solutions, LLC | 292 | 12,000 | 6.06% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 203 | 8,000 | 4.04% | ||
| 7 | B. Riley Wealth Management, Inc. | 200 | 8,000 | 4.04% | ||
| 8 | THOMPSON DAVIS & CO., INC. | 137 | 6,000 | 3.03% | ||
| 9 | ROYAL BANK OF CANADA | 100 | 4,000 | 2.02% | ||
| 10 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 11 | NEXT Financial Group, Inc | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
