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S W SEED CO
S W SEED CO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 43 Institutional holders with a total value of $55,598,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE MICHAEL F 3,197,838 16,309,000 29.33%
2 WYNNEFIELD CAPITAL INC 2,124,226 10,833,000 19.48%
3 Curi Capital, LLC 1,377,596 7,026,000 12.64%
4 NORTHPOINTE CAPITAL LLC 797,731 4,068,000 7.32%
5 KENNEDY CAPITAL MANAGEMENT LLC 782,256 3,990,000 7.18%
6 Cutter & CO Brokerage, Inc. 480,477 2,450,000 4.41%
7 VANGUARD GROUP INC 460,946 2,351,000 4.23%
8 BARD ASSOCIATES INC 297,113 1,515,000 2.72%
9 Koshinski Asset Management, Inc. 181,778 927,000 1.67%
10 SG Capital Management LLC 145,415 742,000 1.33%
11 THB ASSET MANAGEMENT 131,712 671,000 1.21%
12 Cove Street Capital, LLC 104,844 535,000 0.96%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 87,100 444,000 0.80%
14 SG Americas Securities, LLC 78,000 398,000 0.72%
15 ESSEX INVESTMENT MANAGEMENT CO LLC 74,257 379,000 0.68%
16 RENAISSANCE TECHNOLOGIES LLC 70,100 358,000 0.64%
17 BlackRock Fund Advisors 58,084 296,000 0.53%
18 Spot Trading L.L.C 57,800 295,000 0.53% Call
19 GEODE CAPITAL MANAGEMENT, LLC 47,087 240,000 0.43%
20 Hudson Bay Capital Management LP 45,629 233,000 0.42%
21 CARNICK & KUBIK GROUP, LLC 37,379 191,000 0.34%
22 WELLINGTON MANAGEMENT GROUP LLP 37,054 189,000 0.34%
23 DEUTSCHE BANK AG\ 32,291 164,000 0.29%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,400 145,000 0.26% Call
25 Geduld E E 25,000 128,000 0.23%
26 NORTHERN TRUST CORP 24,701 126,000 0.23%
27 BlackRock Institutional Trust Company, N.A. 24,347 124,000 0.22%
28 CITADEL ADVISORS LLC 12,661 65,000 0.12%
29 Bank of New York Mellon Corp 12,412 63,000 0.11%
30 CITADEL ADVISORS LLC 10,700 55,000 0.10% Call
31 Janney Montgomery Scott LLC 10,400 53,000 0.10%
32 HighTower Advisors, LLC 10,400 53,000 0.10%
33 MONETARY MANAGEMENT GROUP INC 10,000 51,000 0.09%
34 WOLVERINE ASSET MANAGEMENT LLC 8,300 42,000 0.08%
35 ROYAL BANK OF CANADA 8,300 42,000 0.08%
36 BlackRock Investment Management, LLC 2,431 12,000 0.02%
37 UBS Group AG 2,175 11,000 0.02%
38 Parallax Volatility Advisers, L.P. 2,000 10,000 0.02% Call
39 WELLS FARGO & COMPANY/MN 1,091 5,000 0.01%
40 MORGAN STANLEY 803 5,000 0.01%
41 Tower Research Capital LLC (TRC) 774 4,000 0.01%
42 BlackRock Finance, Inc. 10 0 0.00%
43 ADVISOR GROUP, INC. 50 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.