| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WYNNEFIELD CAPITAL INC | 4,377,286 | 11,197,000 | 89.68% | ||
| 2 | PERRITT CAPITAL MANAGEMENT INC | 290,000 | 757,000 | 6.06% | ||
| 3 | VANGUARD GROUP INC | 67,177 | 175,000 | 1.40% | ||
| 4 | RENAISSANCE TECHNOLOGIES LLC | 61,275 | 160,000 | 1.28% | ||
| 5 | SHEPHERD KAPLAN KROCHUK, LLC | 23,638 | 62,000 | 0.50% | ||
| 6 | Platinum Management (NY) LLC | 21,977 | 57,000 | 0.46% | ||
| 7 | THOMPSON DAVIS & CO., INC. | 14,703 | 38,000 | 0.30% | ||
| 8 | BlackRock Institutional Trust Company, N.A. | 10,985 | 29,000 | 0.23% | ||
| 9 | UBS Group AG | 3,081 | 8,000 | 0.06% | ||
| 10 | Crow Point Partners, LLC | 1,000 | 3,000 | 0.02% | ||
| 11 | MORGAN STANLEY | 17 | 0 | 0.00% | ||
| 12 | DEUTSCHE BANK AG\ | 137 | 0 | 0.00% | ||
| 13 | Tower Research Capital LLC (TRC) | 100 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
