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SOUND FINL BANCORP INC
SOUND FINL BANCORP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 16 Institutional holders with a total value of $12,731,851.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Stilwell Joseph 239,683 4,518,000 35.49%
2 WELLINGTON MANAGEMENT GROUP LLP 199,343 3,620,000 28.43%
3 EJF Capital LP 75,000 1,414,000 11.11%
4 Oppenheimer & Close, LLC 73,318 1,329,000 10.44%
5 ALLIANCEBERNSTEIN L.P. 48,588 882,000 6.93%
6 Firefly Value Partners, LP 45,000 848,000 6.66%
7 BANK OF AMERICA CORP /DE/ 2,323 42,000 0.33%
8 DEUTSCHE BANK AG\ 1,458 26,000 0.20%
9 UBS Group AG 1,171 21,000 0.16%
10 Tower Research Capital LLC (TRC) 699 13,000 0.10%
11 NATIONAL PLANNING CORP 380 6,851 0.05%
12 BlackRock Investment Management, LLC 304 6,000 0.05%
13 D.A. DAVIDSON & CO. 192 3,000 0.02%
14 Creative Planning 87 2,000 0.02%
15 MANUFACTURERS LIFE INSURANCE COMPANY, THE 79 1,000 0.01%
16 MORGAN STANLEY 4 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.