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WADDELL & REED FINL INC
WADDELL & REED FINL INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 256 Institutional holders with a total value of $1,207,186,963.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PINKERTON WEALTH, LLC 25 0 0.00%
2 VERSANT CAPITAL MANAGEMENT, INC 17 0 0.00%
3 CUTLER GROUP LLC / CA 2,200 0 0.00% Call
4 GLENMEDE TRUST CO NA 25 0 0.00%
5 WEALTHPLAN PARTNERS, LLC 200 3 0.00%
6 ORRSTOWN FINANCIAL SERVICES INC 45 1,000 0.00%
7 HERNDON CAPITAL MANAGEMENT LLC 74 1,000 0.00%
8 D.A. DAVIDSON & CO. 85 1,000 0.00%
9 BENJAMIN F. EDWARDS & COMPANY, INC. 100 2,000 0.00%
10 MARKSTON INTERNATIONAL LLC 124 2,000 0.00%
11 Checchi Capital Advisers, LLC 108 2,000 0.00%
12 HALL LAURIE J TRUSTEE 260 4,000 0.00%
13 TRUST DEPARTMENT MB FINANCIAL BANK N A 94 4,000 0.00%
14 Cornerstone Advisors, Inc. 230 4,000 0.00%
15 TOMPKINS FINANCIAL CORP 255 4,000 0.00%
16 FineMark National Bank & Trust 282 5,000 0.00%
17 Weaver C. Barksdale & Associates, Inc. 317 5,000 0.00%
18 Advisory Services Network, LLC 271 5,000 0.00%
19 Gemmer Asset Management LLC 309 5,000 0.00%
20 NumerixS Investment Technologies Inc 400 7,000 0.00%
21 THOMPSON DAVIS & CO., INC. 523 9,000 0.00%
22 QUADRANT CAPITAL GROUP LLC 625 9,000 0.00%
23 Edge Wealth Management LLC 500 9,000 0.00% SH
24 Walleye Trading LLC 700 12,000 0.00% Put
25 PENSERRA CAPITAL MANAGEMENT LLC 850 15,000 0.00%
26 Walleye Trading LLC 900 15,000 0.00% Call
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,051 18,000 0.00%
28 IFP ADVISORS, INC 1,264 22,000 0.00%
29 FIFTH THIRD BANCORP 1,364 23,000 0.00%
30 MEEDER ASSET MANAGEMENT INC 1,353 23,000 0.00%
31 PITTENGER & ANDERSON INC 1,356 23,000 0.00%
32 NEXT Financial Group, Inc 1,700 29,000 0.00%
33 CUTLER GROUP LLC / CA 12,100 33,000 0.00% Put
34 NOMURA ASSET MANAGEMENT CO LTD 2,810 48,000 0.00%
35 DUNCKER STREETT & CO INC 3,000 52,000 0.00%
36 Creative Planning 3,690 64,000 0.01%
37 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 3,800 65,000 0.01%
38 SYNOVUS FINANCIAL CORP 3,892 67,000 0.01%
39 WOLVERINE TRADING LP /BD 46 77,418 0.01% Call
40 Oakworth Capital, Inc. 3,636 78,000 0.01%
41 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 4,767 82,000 0.01%
42 BRONFMAN E.L. ROTHSCHILD, L.P. 4,876 84,000 0.01%
43 GROUP ONE TRADING LLC 4,892 84,000 0.01%
44 LS Investment Advisors, LLC 4,890 84,000 0.01%
45 US BANCORP \DE\ 5,101 88,000 0.01%
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,149 89,000 0.01%
47 PANAGORA ASSET MANAGEMENT INC 5,263 91,000 0.01%
48 M&R CAPITAL MANAGEMENT INC 5,428 93,000 0.01%
49 DAVIDSON INVESTMENT ADVISORS 5,664 97,000 0.01%
50 MSI Financial Services Inc 5,748 99,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.