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COUNTRYWIDE CAPITAL V REDEMPTION $25/SH 6/6/18
COUNTRYWIDE CAPITAL V REDEMPTION $25/SH 6/6/18. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 10 Institutional holders with a total value of $4,455,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DOHENY ASSET MANAGEMENT /CA 96,376 2,483,000 55.74%
2 PRIVATE TRUST CO NA 20,666 532,000 11.94%
3 AMERIPRISE FINANCIAL INC 12,893 332,000 7.45%
4 New England Research & Management, Inc. 12,000 309,000 6.94%
5 PNC FINANCIAL SERVICES GROUP, INC. 10,400 268,000 6.02%
6 ROANOKE ASSET MANAGEMENT CORP/ NY 10,000 258,000 5.79%
7 Highlander Capital Management, LLC 4,100 106,000 2.38%
8 GLENMEDE TRUST CO NA 3,699 95,000 2.13%
9 Apriem Advisors 2,000 52,000 1.17%
10 JAMES INVESTMENT RESEARCH, INC. 788 20,000 0.45%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.