| # | % | |||||
|---|---|---|---|---|---|---|
| 851 | Tarbox Family Office, Inc. | 78 | 4,000 | 0.00% | ||
| 852 | NEW ENGLAND SECURITIES CORP /MA/ | 57 | 3,000 | 0.00% | ||
| 853 | Gradient Investments LLC | 52 | 3,000 | 0.00% | ||
| 854 | THOMPSON DAVIS & CO., INC. | 39 | 2,000 | 0.00% | ||
| 855 | Kovack Advisors, Inc. | 5 | 1,000 | 0.00% | Call | |
| 856 | IBERIABANK CORP | 4 | 204 | 0.00% | ||
| 857 | M&T BANK CORP | 1,000 | 0 | 0.00% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.