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YUM BRANDS INC
YUM BRANDS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 915 Institutional holders with a total value of $28,677,610,411.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 USCA RIA LLC 500 0 0.00% Put
2 DEUTSCHE BANK AG\ 5 0 0.00% Put
3 Lenox Wealth Advisors, LLC 17 1,000 0.00%
4 MYCIO WEALTH PARTNERS, LLC 10 1,000 0.00%
5 Ruggie Capital Group 30 2,000 0.00%
6 Tradewinds Capital Management, LLC 39 3,000 0.00%
7 WEALTHCARE CAPITAL MANAGEMENT LLC 40 3,000 0.00%
8 Lenox Wealth Management, Inc. 40 3,000 0.00%
9 Winch Advisory Services, LLC 41 3,000 0.00%
10 LBA Wealth Management, LLC 35 3,000 0.00%
11 WealthTrust-Arizona, LLC 48 4,000 0.00%
12 ALPHA WINDWARD LLC 53 4,000 0.00%
13 Vident Investment Advisory, LLC 45 4,000 0.00%
14 Patten Group, Inc. 65 5,196 0.00%
15 Summit Financial Wealth Advisors, LLC 80 6,000 0.00%
16 Avior Wealth Management, LLC 80 6,000 0.00%
17 Simplicity Solutions, LLC 79 6,316 0.00%
18 RATIONAL ADVISORS, INC. 84 7,000 0.00%
19 BALENTINE LLC 90 7,000 0.00%
20 Beacon Capital Management, Inc. 100 8,000 0.00%
21 ASSETMARK, INC 98 8,000 0.00%
22 Cambria Investment Management, L.P. 127 10,000 0.00%
23 Community Bank, N.A. 150 12,000 0.00%
24 Estabrook Capital Management 160 12,792 0.00%
25 Madden Advisory Services, Inc. 166 13,000 0.00%
26 REILLY FINANCIAL ADVISORS, LLC 160 13,000 0.00%
27 AYALON INSURANCE COMP LTD. 175 14,000 0.00%
28 ADVANTAGE INVESTMENT MANAGEMENT, LLC 175 14,000 0.00%
29 ARCADIA INVESTMENT MANAGEMENT CORP/MI 200 15,000 0.00%
30 Formidable Asset Management, LLC 192 15,000 0.00%
31 Lehman Financial Resources, Inc. 200 15,000 0.00%
32 Cable Hill Partners, LLC 185 15,000 0.00%
33 MassMutual Private Wealth & Trust, FSB 221 15,908 0.00%
34 FIRST INTERSTATE BANK 200 16,000 0.00%
35 HIGHLAND CAPITAL MANAGEMENT, LLC 195 16,000 0.00%
36 FIRST NATIONAL BANK SIOUX FALLS 200 16,000 0.00%
37 Walleye Trading LLC 223 18,000 0.00%
38 FARMERS & MERCHANTS INVESTMENTS INC 226 18,000 0.00%
39 THOMPSON DAVIS & CO., INC. 232 19,000 0.00%
40 FCM INVESTMENTS/TX 240 19,000 0.00%
41 TD Securities (USA) LLC 246 20,000 0.00%
42 AMERICAN ASSET MANAGEMENT INC. 250 20,000 0.00%
43 BENJAMIN F. EDWARDS & COMPANY, INC. 265 21,000 0.00%
44 ORRSTOWN FINANCIAL SERVICES INC 260 21,000 0.00%
45 Vantage Investment Advisors, LLC 290 23,000 0.00%
46 Glassman Wealth Services 300 24,000 0.00%
47 TRUST CO 300 24,000 0.00%
48 Transamerica Financial Advisors, LLC 300 24,000 0.00%
49 Alexandria Capital, LLC 301 24,000 0.00%
50 QCI ASSET MANAGEMENT INC/NY 301 24,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.