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ISHARES RUSSELL 2000 GROWTH ETF
ISHARES RUSSELL 2000 GROWTH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 431 Institutional holders with a total value of $4,345,467,470.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Parkside Financial Bank & Trust 35,918 4,927,000 0.11%
102 BOKF, NA 35,126 4,819,000 0.11%
103 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 34,818 4,776,000 0.11%
104 MSI Financial Services Inc 34,206 4,693,000 0.11%
105 BAIRD FINANCIAL GROUP, INC. 32,554 4,477,000 0.10%
106 ADVISOR GROUP, INC. 32,662 4,476,000 0.10%
107 LPL Financial LLC 31,991 4,385,000 0.10%
108 COMERICA BANK 29,569 4,341,000 0.10%
109 RINET CO LLC 31,432 4,312,000 0.10%
110 Cornerstone Management, Inc. 31,193 4,279,056 0.10%
111 Corundum Group, Inc. 30,169 4,139,000 0.10%
112 Cambridge Investment Research Advisors, Inc. 29,958 4,108,000 0.09%
113 LBJ Family Wealth Advisors, Ltd. 29,457 4,041,000 0.09%
114 WOLVERINE TRADING LP /BD 298 4,018,232 0.09% Put
115 Montecito Bank & Trust 28,898 3,964,000 0.09%
116 FIRST TRUST ADVISORS LP 28,597 3,923,000 0.09%
117 MARINER INDEPENDENT ADVISOR NETWORK, LLC 28,213 3,870,000 0.09%
118 RAYMOND JAMES & ASSOCIATES 27,546 3,782,000 0.09%
119 1834 INVESTMENT ADVISORS CO 27,530 3,777,000 0.09%
120 Dakota Wealth Management 27,273 3,741,000 0.09%
121 Squarepoint Ops LLC 27,132 3,722,000 0.09%
122 MV CAPITAL MANAGEMENT, INC. 25,882 3,550,000 0.08%
123 Sequent Asset Management, LLC 25,720 3,528,000 0.08%
124 Parallax Volatility Advisers, L.P. 25,000 3,430,000 0.08% Put
125 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,237 3,325,000 0.08%
126 WOLVERINE TRADING LP /BD 246 3,317,064 0.08% Call
127 WHITTIER TRUST CO 24,158 3,314,000 0.08%
128 WESBANCO BANK INC 23,556 3,231,000 0.07%
129 TOMPKINS FINANCIAL CORP 23,301 3,196,000 0.07%
130 DOWLING & YAHNKE LLC 22,770 3,124,000 0.07%
131 JOHNSON INVESTMENT COUNSEL INC 22,750 3,120,000 0.07%
132 QUADRANT CAPITAL GROUP LLC 22,756 3,120,000 0.07%
133 Private Advisor Group, LLC 22,500 3,078,000 0.07%
134 GLENMEDE TRUST CO NA 20,799 2,852,000 0.07%
135 Camarda Financial Advisors, LLC 20,589 2,824,000 0.06%
136 LifePlan Financial Group, Inc 20,236 2,776,000 0.06%
137 JONES FINANCIAL COMPANIES LLLP 18,817 2,581,000 0.06%
138 WESTFIELD CAPITAL MANAGEMENT CO LP 18,740 2,571,000 0.06%
139 Alberta Investment Management Corp 18,740 2,571,000 0.06%
140 Covington Capital Management 17,630 2,418,000 0.06%
141 BRIGHTON JONES LLC 17,619 2,417,000 0.06%
142 Nationwide Fund Advisors 16,272 2,232,000 0.05%
143 Sand Hill Global Advisors, LLC 16,184 2,220,000 0.05%
144 Cetera Advisor Networks LLC 15,909 2,186,000 0.05%
145 Goldstein Munger & Associates 15,590 2,139,000 0.05%
146 Baker Avenue Asset Management, LP 15,580 2,137,000 0.05%
147 NORRIS PERNE & FRENCH LLP/MI 15,419 2,115,000 0.05%
148 DENVER INVESTMENT ADVISORS LLC 14,786 2,028,000 0.05%
149 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 14,567 1,998,000 0.05%
150 FBL INVESTMENT MANAGEMENT SERVICES INC/IA 13,700 1,993,000 0.05%
Page 3 of 9

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.