| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | POPE ASSET MANAGEMENT, LLC | 6,288,074 | 15,405,000 | 96.66% | ||
| 2 | Invesco Ltd. | 68,802 | 169,000 | 1.06% | ||
| 3 | FCA CORP /TX | 40,000 | 97,000 | 0.61% | ||
| 4 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 34,100 | 83,000 | 0.52% | ||
| 5 | CITADEL ADVISORS LLC | 29,390 | 72,000 | 0.45% | ||
| 6 | FIRST WILSHIRE SECURITIES MANAGEMENT INC | 13,581 | 33,000 | 0.21% | ||
| 7 | PEAK6 Group LLC | 10,000 | 25,000 | 0.16% | Call | |
| 8 | MORGAN STANLEY | 4,922 | 12,000 | 0.08% | ||
| 9 | Hirtle Callaghan & Co LLC | 5,000 | 12,000 | 0.08% | ||
| 10 | UBS AG | 4,443 | 11,000 | 0.07% | ||
| 11 | CITIGROUP INC | 2,346 | 6,000 | 0.04% | ||
| 12 | PATHSTONE FAMILY OFFICE, LLC | 2,264 | 6,000 | 0.04% | ||
| 13 | Tower Research Capital LLC (TRC) | 1,398 | 3,000 | 0.02% | ||
| 14 | WFG Advisors, LP | 1,000 | 2,000 | 0.01% | ||
| 15 | GROUP ONE TRADING LLC | 600 | 1,000 | 0.01% | ||
| 16 | UBS AG | 200 | 0 | 0.00% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
