Dark
Light
System
Security
SPDR Barclays Capital Conv S
SPDR Barclays Capital Conv S. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 5 Institutional holders with a total value of $28,943,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JAMES INVESTMENT RESEARCH, INC. 300,700 14,100,000 48.72% PRN
2 PINNACLE ASSOCIATES LTD 219,613 10,298,000 35.58%
3 Pinnacle Wealth Management Advisory Group, LLC 45,675 2,142,000 7.40%
4 Detwiler Fenton Investment Management LLC 34,560 1,620,000 5.60%
5 SONATA CAPITAL GROUP INC 16,695 783,000 2.71%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.