| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 37,788,000 | 42,363,000 | 51.32% | PRN | |
| 2 | FRANKLIN RESOURCES INC | 17,110,000 | 19,142,000 | 23.19% | PRN | |
| 3 | LAZARD ASSET MANAGEMENT LLC | 15,815,000 | 17,693,000 | 21.43% | PRN | |
| 4 | WELLINGTON MANAGEMENT GROUP LLP | 1,400,000 | 1,562,000 | 1.89% | PRN | |
| 5 | WELLS FARGO & COMPANY/MN | 563,000 | 636,000 | 0.77% | PRN | |
| 6 | Horizon Kinetics LLC | 446,000 | 498,000 | 0.60% | PRN | |
| 7 | GOLDMAN SACHS GROUP INC | 341,000 | 381,000 | 0.46% | PRN | |
| 8 | DEUTSCHE BANK AG\ | 235,000 | 262,000 | 0.32% | PRN | |
| 9 | STIFEL FINANCIAL CORP | 10,000 | 11,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
