| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 12,484 | 333,000 | 71.58% | ||
| 2 | Smith Affiliated Capital Corp. | 3,600 | 96,120 | 20.66% | PRN | |
| 3 | SONORA INVESTMENT MANAGEMENT, LLC | 940 | 25,098 | 5.39% | ||
| 4 | PNC FINANCIAL SERVICES GROUP, INC. | 400 | 11,000 | 2.36% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
