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ADVANCED ENERGY INDS COM
ADVANCED ENERGY INDS COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 175 Institutional holders with a total value of $702,279,540.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 Creative Planning 4,151 78,000 0.01%
152 Walleye Trading LLC 4,000 76,000 0.01% Call
153 UBS AG 2,947 55,000 0.01%
154 BNP PARIBAS FINANCIAL MARKETS 2,528 47,501 0.01%
155 CANADA LIFE ASSURANCE Co 2,487 47,000 0.01%
156 Walleye Trading LLC 2,209 42,000 0.01%
157 PRELUDE CAPITAL MANAGEMENT, LLC 2,000 38,000 0.01%
158 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 1,855 35,000 0.00%
159 Independent Portfolio Consultants, Inc. 1,660 31,000 0.00%
160 TEACHER RETIREMENT SYSTEM OF TEXAS 1,400 26,000 0.00%
161 BlackRock Finance, Inc. 1,312 24,000 0.00%
162 AXA S.A. 900 17,000 0.00%
163 ROYAL BANK OF CANADA 825 16,000 0.00%
164 UBS AG 700 13,000 0.00% Put
165 Walleye Trading LLC 600 12,000 0.00% Put
166 Parallax Volatility Advisers, L.P. 600 11,000 0.00% Put
167 Parallax Volatility Advisers, L.P. 517 10,000 0.00%
168 BlackRock Japan Co. Ltd 362 7,000 0.00%
169 MSI Financial Services Inc 358 7,000 0.00%
170 MYCIO WEALTH PARTNERS, LLC 250 5,000 0.00%
171 LADENBURG THALMANN FINANCIAL SERVICES INC. 200 4,000 0.00%
172 Spot Trading L.L.C 146 3,000 0.00%
173 WEALTHFRONT CORP 171 3,000 0.00%
174 Tower Research Capital LLC (TRC) 180 3,000 0.00%
175 Winslow, Evans & Crocker, Inc. 90 1,674 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.