Dark
Light
System
Security
ADVANCED ENERGY INDS COM
ADVANCED ENERGY INDS COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 206 Institutional holders with a total value of $1,453,556,857.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QUADRANT CAPITAL GROUP LLC 39 1,000 0.00%
2 Financial Architects, Inc 53 2,000 0.00%
3 MOSAIC FAMILY WEALTH, LLC 45 2,000 0.00%
4 TCI Wealth Advisors, Inc. 57 2,000 0.00%
5 REILLY FINANCIAL ADVISORS, LLC 87 3,000 0.00%
6 Ledyard National Bank 100 4,000 0.00%
7 SIGNATUREFD, LLC 112 4,000 0.00%
8 HOWE & RUSLING INC 142 5,000 0.00%
9 FineMark National Bank & Trust 220 8,000 0.00%
10 Walleye Trading LLC 210 8,000 0.00%
11 MYCIO WEALTH PARTNERS, LLC 250 9,000 0.00%
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 225 9,000 0.00%
13 First Horizon Advisors, Inc. 268 9,000 0.00%
14 PEAK6 Group LLC 302 11,000 0.00%
15 FIRST INTERSTATE BANK 404 15,000 0.00%
16 HANSEATIC MANAGEMENT SERVICES INC 499 19,000 0.00%
17 Cornerstone Advisors, Inc. 492 19,000 0.00%
18 BlackRock Japan Co. Ltd 507 19,000 0.00%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 681 25,000 0.00%
20 MUFG Americas Holdings Corp 780 30,000 0.00%
21 THOMPSON DAVIS & CO., INC. 799 30,000 0.00%
22 IFP ADVISORS, INC 896 34,000 0.00%
23 Tower Research Capital LLC (TRC) 918 35,000 0.00%
24 SUTTON WEALTH ADVISORS INC. 954 36,214 0.00%
25 Creative Planning 1,150 44,000 0.00%
26 VERSANT CAPITAL MANAGEMENT, INC 1,256 47,000 0.00%
27 NumerixS Investment Technologies Inc 1,232 47,000 0.00%
28 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,300 49,000 0.00%
29 LS Investment Advisors, LLC 1,412 54,000 0.00%
30 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 1,900 72,000 0.00%
31 Independent Portfolio Consultants, Inc. 1,885 72,000 0.00%
32 ADVISOR GROUP, INC. 2,206 83,000 0.01%
33 RIVERHEAD CAPITAL MANAGEMENT LLC 5,313 97,000 0.01%
34 PNC FINANCIAL SERVICES GROUP, INC. 2,664 101,000 0.01%
35 PARADIGM ASSET MANAGEMENT CO LLC 2,800 106,288 0.01%
36 Walleye Trading LLC 4,300 162,000 0.01% Put
37 INTEGRATED INVESTMENT CONSULTANTS, LLC 4,817 183,000 0.01%
38 Zurcher Kantonalbank (Zurich Cantonalbank) 4,965 188,000 0.01%
39 PineBridge Investments, L.P. 5,018 191,000 0.01%
40 US BANCORP \DE\ 5,230 198,000 0.01%
41 ROBOTTI ROBERT 5,325 202,000 0.01%
42 TUDOR INVESTMENT CORP ET AL 5,400 205,000 0.01%
43 TEACHER RETIREMENT SYSTEM OF TEXAS 5,447 207,000 0.01%
44 ProShare Advisors LLC 5,719 217,000 0.01%
45 OppenheimerFunds, Inc. 5,743 218,000 0.01%
46 INVICTUS RG 6,160 234,000 0.02%
47 Quantbot Technologies LP 6,312 239,000 0.02%
48 BlackRock Finance, Inc. 7,326 278,000 0.02%
49 ADAMS DIVERSIFIED EQUITY FUND, INC. 7,400 281,000 0.02%
50 Aperio Group, LLC 7,658 291,000 0.02%
Page 1 of 5

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.