| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 494,697 | 26,368,000 | 12.37% | ||
| 2 | Weatherstone Capital Management | 451,902 | 24,086,000 | 11.30% | ||
| 3 | Yorktown Management & Research Co Inc | 398,500 | 21,240,000 | 9.96% | ||
| 4 | WELLS FARGO & COMPANY/MN | 357,488 | 19,054,000 | 8.94% | ||
| 5 | MORGAN STANLEY | 256,240 | 13,658,000 | 6.41% | ||
| 6 | ENVESTNET ASSET MANAGEMENT INC | 199,323 | 10,624,000 | 4.98% | ||
| 7 | ASHFORD CAPITAL MANAGEMENT INC | 176,503 | 9,408,000 | 4.41% | ||
| 8 | Jefferies Group LLC | 137,205 | 7,313,000 | 3.43% | ||
| 9 | ROYAL BANK OF CANADA | 130,027 | 6,930,000 | 3.25% | ||
| 10 | CIBC WORLD MARKET INC. | 112,509 | 5,997,000 | 2.81% | ||
| 11 | Horizon Investments, LLC | 111,756 | 5,957,000 | 2.79% | ||
| 12 | Advisors Preferred, LLC | 91,683 | 4,886,703 | 2.29% | ||
| 13 | PRING TURNER CAPITAL GROUP INC | 86,424 | 4,606,000 | 2.16% | ||
| 14 | LPL Financial LLC | 86,063 | 4,587,000 | 2.15% | ||
| 15 | AVIANCE CAPITAL MANAGEMENT, LLC | 82,802 | 4,413,000 | 2.07% | ||
| 16 | Main Management LLC | 57,410 | 3,060,000 | 1.44% | ||
| 17 | VSR Financial Services, Inc. | 56,124 | 2,991,000 | 1.40% | ||
| 18 | Concert Wealth Management Inc. | 55,502 | 2,944,000 | 1.38% | ||
| 19 | Quintium Advisors, LLC | 54,325 | 2,896,000 | 1.36% | ||
| 20 | Robert W. Baird & Co. Inc | 39,800 | 2,121,000 | 0.99% | ||
| 21 | Orion Porfolio Solutions, LLC | 34,646 | 1,847,000 | 0.87% | ||
| 22 | NATIONAL PLANNING CORP | 34,285 | 1,827,000 | 0.86% | ||
| 23 | Cambridge Investment Research Advisors, Inc. | 33,102 | 1,764,000 | 0.83% | ||
| 24 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 32,900 | 1,754,000 | 0.82% | Put | |
| 25 | AMERICAN INTERNATIONAL GROUP, INC. | 32,618 | 1,738,540 | 0.82% | ||
| 26 | MSI Financial Services Inc | 29,774 | 1,587,000 | 0.74% | ||
| 27 | DRW Securities, LLC | 29,760 | 1,586,000 | 0.74% | ||
| 28 | NWAM LLC | 27,462 | 1,464,000 | 0.69% | ||
| 29 | Visionary Asset Management, Inc. | 25,347 | 1,351,000 | 0.63% | ||
| 30 | Portfolio Strategies Inc | 24,810 | 1,322,000 | 0.62% | ||
| 31 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 24,290 | 1,294,000 | 0.61% | ||
| 32 | Hilltop Holdings Inc. | 23,210 | 1,237,000 | 0.58% | ||
| 33 | Bluefin Trading, LLC | 23,396 | 1,200,000 | 0.56% | ||
| 34 | Virtu KCG Holdings LLC | 19,928 | 1,062,000 | 0.50% | ||
| 35 | Gradient Investments LLC | 19,391 | 1,034,000 | 0.48% | ||
| 36 | WEDBUSH SECURITIES INC | 18,782 | 1,001,000 | 0.47% | ||
| 37 | ADVISORY RESEARCH INC | 16,813 | 896,000 | 0.42% | ||
| 38 | FIFTH THIRD BANCORP | 16,000 | 853,000 | 0.40% | ||
| 39 | Hillsdale Investment Management Inc. | 15,125 | 806,000 | 0.38% | ||
| 40 | Accuvest Global Advisors | 12,074 | 644,000 | 0.30% | ||
| 41 | Placemark Investments, Inc. | 10,786 | 574,000 | 0.27% | ||
| 42 | HL FINANCIAL SERVICES LLC | 10,400 | 554,000 | 0.26% | ||
| 43 | First Allied Advisory Services, Inc. | 8,401 | 454,000 | 0.21% | ||
| 44 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,538 | 402,000 | 0.19% | ||
| 45 | Cetera Advisors LLC | 6,670 | 356,000 | 0.17% | ||
| 46 | SMITH, MOORE & CO. | 6,518 | 347,000 | 0.16% | ||
| 47 | B. Riley Wealth Management, Inc. | 4,852 | 258,000 | 0.12% | ||
| 48 | Commonwealth Equity Services, Inc | 4,222 | 225,000 | 0.11% | ||
| 49 | CITIGROUP INC | 2,850 | 152,000 | 0.07% | ||
| 50 | Creative Planning | 1,750 | 93,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
