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GENERAL ELECTRIC CO
GENERAL ELECTRIC CO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 2,127 Institutional holders with a total value of $147,067,177,919.
#
Manager Name
Shares
Value ($)
%
Options
Notes
201 IRONBRIDGE CAPITAL MANAGEMENT LP 2,394,803 70,934,000 0.05%
202 GREAT LAKES ADVISORS, LLC 2,376,342 70,387,000 0.05%
203 GABELLI FUNDS LLC 2,340,656 69,330,000 0.05%
204 KORNITZER CAPITAL MANAGEMENT INC /KS 2,323,631 68,826,000 0.05%
205 Parallax Volatility Advisers, L.P. 2,303,400 68,224,000 0.05% Put
206 MUFG Americas Holdings Corp 2,303,103 68,219,000 0.05%
207 Employees Retirement System of Texas 2,289,105 67,803,000 0.05%
208 EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 2,288,123 67,774,000 0.05%
209 NICHOLS & PRATT ADVISERS LLP /MA 2,281,705 67,584,000 0.05%
210 HARTFORD INVESTMENT MANAGEMENT CO 2,254,813 66,788,000 0.05%
211 HUNTINGTON NATIONAL BANK 2,235,862 66,227,000 0.05%
212 Arizona State Retirement System 2,206,682 65,362,000 0.04%
213 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 2,202,981 65,252,000 0.04%
214 CANADA PENSION PLAN INVESTMENT BOARD 2,197,847 65,100,000 0.04%
215 LOS ANGELES CAPITAL MANAGEMENT LLC 2,173,486 64,379,000 0.04%
216 FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 2,171,697 64,326,000 0.04%
217 BB&T SECURITIES, LLC 2,140,597 63,403,000 0.04%
218 SILVERCREST ASSET MANAGEMENT GROUP LLC 2,130,829 63,115,000 0.04%
219 WESTWOOD HOLDINGS GROUP INC 2,085,960 61,787,000 0.04%
220 Mitsubishi UFJ Asset Management Co., Ltd. 2,085,614 61,776,000 0.04%
221 Connor, Clark & Lunn Investment Management Ltd. 2,060,439 61,030,000 0.04%
222 CREDIT SUISSE AG/ 2,050,000 60,721,000 0.04% Put
223 D. E. Shaw & Co., Inc. 2,015,900 59,711,000 0.04% Call
224 CHICAGO EQUITY PARTNERS LLC 2,014,895 59,681,000 0.04%
225 PUBLIC SECTOR PENSION INVESTMENT BOARD 2,009,982 59,536,000 0.04%
226 BNP Paribas Asset Management Holding S.A. 1,994,458 59,077,000 0.04%
227 BRIDGEWAY CAPITAL MANAGEMENT, LLC 1,990,543 58,960,000 0.04%
228 ALBION FINANCIAL GROUP /UT 1,988,816 58,909,000 0.04%
229 SVB WEALTH LLC 1,972,455 58,424,000 0.04%
230 UBS Group AG 1,933,400 57,267,000 0.04% Call
231 GUGGENHEIM CAPITAL LLC 1,925,263 57,027,000 0.04%
232 GAM Holding AG 1,915,548 56,734,000 0.04%
233 WELCH & FORBES LLC 1,902,446 56,350,000 0.04%
234 PIEDMONT INVESTMENT ADVISORS INC 1,896,253 56,167,013 0.04%
235 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 1,891,160 56,016,000 0.04%
236 KING LUTHER CAPITAL MANAGEMENT CORP 1,888,429 55,935,000 0.04%
237 GOFEN & GLOSSBERG LLC /IL/ 1,887,157 55,898,000 0.04%
238 Avalon Investment & Advisory 1,884,918 55,831,000 0.04%
239 CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 1,878,399 55,638,000 0.04%
240 ARROWGRASS CAPITAL PARTNERS (US) LP 18,217 53,959,000 0.04% Call
241 HERMES INVESTMENT MANAGEMENT LTD 1,802,610 53,393,000 0.04%
242 DOUGLAS LANE & ASSOCIATES, LLC 1,789,026 52,991,000 0.04%
243 BECKER CAPITAL MANAGEMENT INC 1,781,779 52,776,000 0.04%
244 CONFLUENCE INVESTMENT MANAGEMENT LLC 1,756,216 52,019,000 0.04%
245 Boston Partners 1,729,073 51,215,000 0.03%
246 KLINGENSTEIN FIELDS & CO LP 1,718,441 50,900,000 0.03%
247 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,716,105 50,851,000 0.03%
248 CASTLEARK MANAGEMENT LLC 1,699,500 50,339,000 0.03%
249 MILLENNIUM MANAGEMENT LLC 1,687,803 49,993,000 0.03%
250 Utah Retirement Systems 1,686,536 49,956,000 0.03%
Page 5 of 43

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.