| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | RUSSELL FRANK CO/ | 1,662 | 22,000 | 0.01% | ||
| 102 | CANADA LIFE ASSURANCE Co | 1,200 | 16,000 | 0.01% | ||
| 103 | US BANCORP \DE\ | 983 | 13,000 | 0.01% | ||
| 104 | PEAK6 Group LLC | 784 | 10,000 | 0.00% | ||
| 105 | QS Investors, LLC | 672 | 9,000 | 0.00% | ||
| 106 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 486 | 6,000 | 0.00% | ||
| 107 | CUTLER GROUP LLC / CA | 7,100 | 5,000 | 0.00% | Call | |
| 108 | BANK OF MONTREAL /CAN/ | 400 | 5,000 | 0.00% | ||
| 109 | PENSERRA CAPITAL MANAGEMENT LLC | 363 | 4,000 | 0.00% | ||
| 110 | Tower Research Capital LLC (TRC) | 200 | 3,000 | 0.00% | ||
| 111 | FIRST MANHATTAN CO. LLC. | 210 | 2,000 | 0.00% | ||
| 112 | TCI Wealth Advisors, Inc. | 100 | 1,000 | 0.00% | ||
| 113 | MSI Financial Services Inc | 75 | 1,000 | 0.00% | ||
| 114 | CUTLER GROUP LLC / CA | 300 | 0 | 0.00% | Put | |
| 115 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 22 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
