| # | % | |||||
|---|---|---|---|---|---|---|
| 401 | SHAPIRO ROBERT N | 120 | 7,000 | 0.00% | ||
| 402 | ENTERPRISE FINANCIAL SERVICES CORP | 87 | 5,000 | 0.00% | ||
| 403 | COLONY GROUP LLC | 81 | 4,000 | 0.00% | ||
| 404 | Winslow, Evans & Crocker, Inc. | 50 | 2,758 | 0.00% | ||
| 405 | Tower Research Capital LLC (TRC) | 44 | 2,000 | 0.00% | ||
| 406 | NEW ENGLAND SECURITIES CORP /MA/ | 15 | 1,000 | 0.00% | ||
| 407 | SIGNATUREFD, LLC | 14 | 1,000 | 0.00% | ||
| 408 | WFG Advisors, LP | 8 | 0 | 0.00% | ||
| 409 | Tarbox Family Office, Inc. | 17 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.