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HSBC USA INC. 6.5% PFD PFD SER
HSBC USA INC. 6.5% PFD PFD SER. Institutional holdings reported to the SEC.
Institutional Holders (2014Q2)
Portfolio Summary: 2 Institutional holders with a total value of $84,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JAMES INVESTMENT RESEARCH, INC. 2,500 64,000 76.19%
2 CapWealth Advisors, LLC 800 20,000 23.81%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.