| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AVIANCE CAPITAL MANAGEMENT, LLC | 2,517,168 | 124,348,000 | 96.92% | ||
| 2 | ENVESTNET ASSET MANAGEMENT INC | 33,005 | 1,630,000 | 1.27% | ||
| 3 | Yorktown Management & Research Co Inc | 20,000 | 988,000 | 0.77% | ||
| 4 | JANE STREET GROUP, LLC | 7,364 | 364,000 | 0.28% | ||
| 5 | Virtu KCG Holdings LLC | 7,017 | 347,000 | 0.27% | ||
| 6 | Robert W. Baird & Co. Inc | 5,190 | 256,000 | 0.20% | ||
| 7 | ROYAL BANK OF CANADA | 1,665 | 82,000 | 0.06% | ||
| 8 | Burt Wealth Advisors | 1,700 | 76,000 | 0.06% | ||
| 9 | Regal Investment Advisors LLC | 1,280 | 63,000 | 0.05% | ||
| 10 | GUPTA WEALTH MANAGEMENT LLC | 1,162 | 57,000 | 0.04% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 49,000 | 0.04% | ||
| 12 | Transamerica Financial Advisors, LLC | 463 | 23,000 | 0.02% | ||
| 13 | MORGAN STANLEY | 225 | 11,000 | 0.01% | ||
| 14 | MSI Financial Services Inc | 205 | 10,000 | 0.01% | ||
| 15 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 16 | Avior Wealth Management, LLC | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
