Dark
Light
System
Security
ADVISORSHARES TRUST NEWFLT MULSINC ETF
ADVISORSHARES TRUST NEWFLT MULSINC ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 34 Institutional holders with a total value of $145,390,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CREATIVE FINANCIAL DESIGNS INC /ADV 4 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 BANK OF AMERICA CORP /DE/ 34 2,000 0.00%
4 CITIGROUP INC 241 12,000 0.01%
5 Creative Planning 254 12,000 0.01%
6 ROYAL BANK OF CANADA 378 18,000 0.01%
7 Kessler Investment Group, LLC 420 20,000 0.01%
8 WELLS FARGO & COMPANY/MN 434 21,000 0.01%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 667 33,000 0.02%
10 UBS Group AG 1,569 76,000 0.05%
11 WFG Advisors, LP 1,965 96,000 0.07%
12 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 2,360 115,000 0.08%
13 ADVISOR GROUP, INC. 2,504 122,000 0.08%
14 MORGAN STANLEY 3,832 186,000 0.13%
15 Gradient Investments LLC 4,044 197,000 0.14%
16 TWO SIGMA SECURITIES, LLC 4,429 215,000 0.15%
17 JANE STREET GROUP, LLC 4,755 231,000 0.16%
18 FormulaFolio Investments, LLC 5,534 269,000 0.19%
19 Virtu KCG Holdings LLC 6,754 328,000 0.23%
20 Private Advisor Group, LLC 7,088 344,000 0.24%
21 Burt Wealth Advisors 8,775 427,000 0.29%
22 Cambridge Investment Research Advisors, Inc. 8,841 430,000 0.30%
23 CITADEL ADVISORS LLC 10,132 493,000 0.34%
24 GLOBAL FINANCIAL PRIVATE CAPITAL, INC 11,051 537,000 0.37%
25 ROYAL FUND MANAGEMENT, LLC 14,532 706,000 0.49%
26 Simplicity Solutions, LLC 14,549 708,000 0.49%
27 Freedom Investment Management, Inc. 18,268 888,000 0.61%
28 Yorktown Management & Research Co Inc 25,000 1,216,000 0.84%
29 DARWIN WEALTH MANAGEMENT, LLC 26,124 1,270,000 0.87%
30 ENVESTNET ASSET MANAGEMENT INC 38,802 1,887,000 1.30%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,040 1,996,000 1.37%
32 AE WEALTH MANAGEMENT LLC 88,494 4,303,000 2.96%
33 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 558,037 27,137,000 18.66%
34 AVIANCE CAPITAL MANAGEMENT, LLC 2,078,860 101,095,000 69.53%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.