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BLUEROCK RESIDENTIAL
BLUEROCK RESIDENTIAL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 14 Institutional holders with a total value of $5,173,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 164,390 2,137,000 41.31%
2 WASATCH ADVISORS LP 83,000 1,079,000 20.86%
3 BARD ASSOCIATES INC 69,850 908,000 17.55%
4 EDMUNDS WHITE PARTNERS LLC 29,298 381,000 7.37% SH
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,348 213,000 4.12%
6 B. Riley Wealth Management, Inc. 15,691 203,000 3.92%
7 GEODE CAPITAL MANAGEMENT, LLC 13,339 173,000 3.34%
8 BlackRock Institutional Trust Company, N.A. 3,924 51,000 0.99%
9 UBS AG 789 10,000 0.19%
10 BlackRock Investment Management, LLC 612 8,000 0.15%
11 Creative Planning 405 5,000 0.10%
12 Tower Research Capital LLC (TRC) 200 3,000 0.06%
13 MANUFACTURERS LIFE INSURANCE COMPANY, THE 160 2,000 0.04%
14 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.