| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Raging Capital Management, LLC | 11,244,405 | 34,071,000 | 11.76% | ||
| 2 | DEUTSCHE BANK AG\ | 11,240,508 | 34,054,000 | 11.75% | ||
| 3 | BARCLAYS PLC | 9,530,298 | 28,591,000 | 9.87% | ||
| 4 | PUTNAM INVESTMENTS LLC | 9,113,361 | 27,613,000 | 9.53% | ||
| 5 | FMR LLC | 3,602,600 | 10,916,000 | 3.77% | ||
| 6 | CREDIT SUISSE AG/ | 3,084,018 | 9,345,000 | 3.22% | ||
| 7 | MORGAN STANLEY | 2,886,829 | 8,748,000 | 3.02% | ||
| 8 | NOMURA HOLDINGS INC | 2,676,999 | 8,283,000 | 2.86% | ||
| 9 | MANNING & NAPIER ADVISORS LLC | 2,699,310 | 8,178,000 | 2.82% | ||
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2,245,966 | 6,805,000 | 2.35% | ||
| 11 | CITIGROUP INC | 2,202,100 | 6,672,000 | 2.30% | Call | |
| 12 | GOLDMAN SACHS GROUP INC | 2,142,671 | 6,492,000 | 2.24% | ||
| 13 | BOWEN HANES & CO INC | 1,900,006 | 5,757,000 | 1.99% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 1,551,624 | 4,701,000 | 1.62% | ||
| 15 | DIMENSIONAL FUND ADVISORS LP | 1,498,407 | 4,540,000 | 1.57% | ||
| 16 | JANE STREET GROUP, LLC | 1,319,032 | 3,997,000 | 1.38% | ||
| 17 | Sculptor Capital LP | 1,271,713 | 3,853,000 | 1.33% | ||
| 18 | JPMORGAN CHASE & CO | 1,202,714 | 3,645,000 | 1.26% | ||
| 19 | NOMURA HOLDINGS INC | 1,145,000 | 3,543,000 | 1.22% | Call | |
| 20 | KOPP INVESTMENT ADVISORS LLC | 1,062,521 | 3,219,000 | 1.11% | ||
| 21 | GLG LLC | 1,060,555 | 3,213,000 | 1.11% | ||
| 22 | BNP PARIBAS FINANCIAL MARKETS | 1,016,986 | 3,081,425 | 1.06% | ||
| 23 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 945,800 | 2,866,000 | 0.99% | Call | |
| 24 | BlueCrest Capital Management Ltd | 910,000 | 2,757,000 | 0.95% | ||
| 25 | BlueCrest Capital Management LLP | 910,000 | 2,757,000 | 0.95% | ||
| 26 | CITIGROUP INC | 749,000 | 2,269,000 | 0.78% | Put | |
| 27 | Bank of New York Mellon Corp | 727,405 | 2,205,000 | 0.76% | ||
| 28 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 695,700 | 2,108,000 | 0.73% | Put | |
| 29 | PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 679,782 | 2,060,000 | 0.71% | ||
| 30 | Allianz Asset Management GmbH | 633,340 | 1,919,000 | 0.66% | ||
| 31 | NORTHERN TRUST CORP | 627,006 | 1,900,000 | 0.66% | ||
| 32 | CANADA LIFE ASSURANCE Co | 571,800 | 1,732,000 | 0.60% | ||
| 33 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 570,517 | 1,729,000 | 0.60% | ||
| 34 | Virtu KCG Holdings LLC | 540,721 | 1,638,000 | 0.57% | ||
| 35 | Spot Trading L.L.C | 518,900 | 1,572,000 | 0.54% | Call | |
| 36 | GRUBER & MCBAINE CAPITAL MANAGEMENT LLC | 500,000 | 1,515,000 | 0.52% | ||
| 37 | Hutchin Hill Capital, LP | 500,000 | 1,515,000 | 0.52% | ||
| 38 | WHITEBOX ADVISORS LLC | 498,942 | 1,512,000 | 0.52% | ||
| 39 | INTEGRAL DERIVATIVES, LLC | 467,573 | 1,417,000 | 0.49% | ||
| 40 | Baker Avenue Asset Management, LP | 404,510 | 1,226,000 | 0.42% | ||
| 41 | UBS AG | 353,102 | 1,070,000 | 0.37% | ||
| 42 | Parallax Volatility Advisers, L.P. | 348,206 | 1,055,000 | 0.36% | ||
| 43 | HOERTKORN RICHARD CHARLES | 333,725 | 1,011,000 | 0.35% | ||
| 44 | CITIGROUP INC | 327,531 | 994,000 | 0.34% | ||
| 45 | Financial Architects, Inc | 49,290 | 939,000 | 0.32% | ||
| 46 | DEERE & CO | 300,279 | 910,000 | 0.31% | ||
| 47 | Aperio Group, LLC | 289,179 | 876,000 | 0.30% | ||
| 48 | WELLS FARGO & COMPANY/MN | 259,907 | 787,000 | 0.27% | ||
| 49 | BARCLAYS PLC | 247,400 | 742,000 | 0.26% | Call | |
| 50 | INTEGRAL DERIVATIVES, LLC | 243,700 | 738,000 | 0.25% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
