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ALCATEL SA ADR
ALCATEL SA ADR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 264 Institutional holders with a total value of $445,739,702.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Legal & General Group Plc 240,316 876,000 0.20%
52 WELLS FARGO & COMPANY/MN 228,903 836,000 0.19%
53 Walleye Trading LLC 215,250 786,000 0.18%
54 Parallax Volatility Advisers, L.P. 211,227 771,000 0.17%
55 PROFUND ADVISORS LLC 203,679 743,000 0.17%
56 Bank of New York Mellon Corp 202,706 740,000 0.17%
57 LPL Financial LLC 190,595 705,000 0.16%
58 CITIGROUP INC 179,127 654,000 0.15%
59 JPMORGAN CHASE & CO 164,931 603,000 0.14%
60 Telemetry Investments, L.L.C. 151,900 554,000 0.12%
61 Atria Investments, Inc 2 546,000 0.12%
62 Spot Trading L.L.C 148,700 543,000 0.12% Call
63 SG Americas Securities, LLC 148,228 541,000 0.12%
64 World Asset Management Inc 146,303 534,000 0.12%
65 COMERICA BANK 144,954 529,000 0.12%
66 GEODE CAPITAL MANAGEMENT, LLC 136,406 497,000 0.11%
67 INTEGRAL DERIVATIVES, LLC 133,700 488,000 0.11% Call
68 RIVERHEAD CAPITAL MANAGEMENT LLC 133,200 486,000 0.11%
69 RAYMOND JAMES & ASSOCIATES 129,160 471,000 0.11%
70 GAMCO INVESTORS, INC. ET AL 124,819 456,000 0.10%
71 ALPS ADVISORS INC 11,474 419,000 0.09%
72 OPPENHEIMER & CO INC 114,506 418,000 0.09%
73 GOLDMAN SACHS GROUP INC 107,900 394,000 0.09% Call
74 COMMERZBANK AKTIENGESELLSCHAFT /FI 107,064 391,000 0.09%
75 BARCLAYS PLC 128,600 386,000 0.09% Put
76 HighTower Advisors, LLC 98,362 348,000 0.08%
77 NOMURA HOLDINGS INC 90,000 328,000 0.07% Call
78 BARCLAYS PLC 106,600 320,000 0.07% Call
79 Creative Planning 380,000 296,000 0.07% Call
80 LADENBURG THALMANN FINANCIAL SERVICES INC. 81,006 295,000 0.07%
81 Timber Hill LLC 74,363 271,000 0.06%
82 Walleye Trading LLC 69,200 253,000 0.06% Call
83 BLB&B Advisors, LLC 68,702 251,000 0.06%
84 Invesco Ltd. 65,596 239,000 0.05%
85 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 62,355 228,000 0.05%
86 MCGLINN CAPITAL MANAGEMENT INC 62,000 226,000 0.05%
87 Nadler Financial Group, Inc. 58,800 215,000 0.05%
88 USCA RIA LLC 57,900 211,000 0.05%
89 HIGHLAND CAPITAL MANAGEMENT, LLC 55,005 201,000 0.05%
90 DIXON HUBARD FEINOUR & BROWN INC/VA 54,386 199,000 0.04%
91 SOL Capital Management CO 53,970 197,000 0.04%
92 MARATHON CAPITAL MANAGEMENT 54,097 197,000 0.04%
93 FIRST TRUST ADVISORS LP 52,537 192,000 0.04%
94 AMERIPRISE FINANCIAL INC 51,727 189,000 0.04%
95 Commonwealth Equity Services, Inc 51,195 187,000 0.04%
96 PRELUDE CAPITAL MANAGEMENT, LLC 49,100 179,000 0.04%
97 Spot Trading L.L.C 41,851 153,000 0.03%
98 Laird Norton Wetherby Wealth Management, LLC 34,569 126,000 0.03%
99 RHUMBLINE ADVISERS 30,991 113,000 0.03%
100 EXANE DERIVATIVES 7,787 112,130 0.03% Call
Page 2 of 6

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.