| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SPROTT INC. | 5,803,250 | 7,312,000 | 39.83% | ||
| 2 | COLUMBIA WANGER ASSET MANAGEMENT LLC | 2,322,841 | 2,927,000 | 15.94% | ||
| 3 | Global X Management CO LLC | 1,117,766 | 1,408,000 | 7.67% | ||
| 4 | DEUTSCHE BANK AG\ | 886,809 | 1,117,000 | 6.08% | ||
| 5 | MORGAN STANLEY | 839,315 | 1,059,000 | 5.77% | ||
| 6 | PATHSTONE FAMILY OFFICE, LLC | 761,299 | 959,000 | 5.22% | ||
| 7 | CANADA PENSION PLAN INVESTMENT BOARD | 640,500 | 800,000 | 4.36% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 412,287 | 519,000 | 2.83% | ||
| 9 | RENAISSANCE TECHNOLOGIES LLC | 382,700 | 482,000 | 2.63% | ||
| 10 | MILLENNIUM MANAGEMENT LLC | 319,800 | 403,000 | 2.20% | ||
| 11 | RAFFLES ASSOCIATES LP | 251,914 | 314,000 | 1.71% | ||
| 12 | Paloma Partners Management Co | 201,395 | 254,000 | 1.38% | ||
| 13 | ROYAL BANK OF CANADA | 118,837 | 149,000 | 0.81% | ||
| 14 | TFS CAPITAL LLC | 104,617 | 132,000 | 0.72% | ||
| 15 | BlackRock Finance, Inc. | 86,526 | 109,000 | 0.59% | ||
| 16 | TWO SIGMA INVESTMENTS, LP | 59,271 | 75,000 | 0.41% | ||
| 17 | BlackRock Fund Advisors | 57,256 | 72,000 | 0.39% | ||
| 18 | GSA CAPITAL PARTNERS LLP | 45,792 | 58,000 | 0.32% | ||
| 19 | NOMURA HOLDINGS INC | 25,250 | 31,000 | 0.17% | ||
| 20 | Cubist Systematic Strategies, LLC | 24,700 | 31,000 | 0.17% | ||
| 21 | Rotella Capital Management, Inc. | 23,600 | 30,000 | 0.16% | ||
| 22 | Callan Capital, LLC | 17,500 | 22,000 | 0.12% | ||
| 23 | Virtu KCG Holdings LLC | 17,704 | 22,000 | 0.12% | ||
| 24 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 13,200 | 17,000 | 0.09% | Put | |
| 25 | TWO SIGMA ADVISERS, LP | 12,163 | 15,000 | 0.08% | ||
| 26 | FIRST MANHATTAN CO. LLC. | 10,000 | 12,000 | 0.07% | ||
| 27 | UBS AG | 6,035 | 8,000 | 0.04% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 5,000 | 6,300 | 0.03% | ||
| 29 | CITIGROUP INC | 2,746 | 3,000 | 0.02% | ||
| 30 | BANK OF MONTREAL /CAN/ | 2,116 | 3,000 | 0.02% | ||
| 31 | FLOW TRADERS U.S. LLC | 1,445 | 2,000 | 0.01% | ||
| 32 | Creative Planning | 1,790 | 2,000 | 0.01% | ||
| 33 | DIMENSIONAL FUND ADVISORS LP | 1,285 | 2,000 | 0.01% | ||
| 34 | NEW ENGLAND SECURITIES CORP /MA/ | 1,000 | 1,000 | 0.01% | ||
| 35 | Tower Research Capital LLC (TRC) | 476 | 1,000 | 0.01% | ||
| 36 | WELLS FARGO & COMPANY/MN | 600 | 1,000 | 0.01% | ||
| 37 | NEXT Financial Group, Inc | 250 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
