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COLUMBIA ETF TR
COLUMBIA ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 5 Institutional holders with a total value of $4,994,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 59,410 3,078,000 61.63%
2 Concorde Asset Management, LLC 32,818 1,685,000 33.74%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,393 227,000 4.55%
4 Tower Research Capital LLC (TRC) 68 4,000 0.08%
5 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.