Dark
Light
System
Security
COLUMBIA ETF TR
COLUMBIA ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 7 Institutional holders with a total value of $4,888,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tower Research Capital LLC (TRC) 68 3,000 0.06%
3 MSI Financial Services Inc 485 25,000 0.51%
4 UBS Group AG 839 42,000 0.86%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,670 186,000 3.81%
6 Concorde Asset Management, LLC 31,951 1,617,000 33.08%
7 AMERIPRISE FINANCIAL INC 59,410 3,015,000 61.68%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.