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ALLIANCE HOLDINGS GP LP COM UNITS LP
ALLIANCE HOLDINGS GP LP COM UNITS LP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 67 Institutional holders with a total value of $318,835,439.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Neuberger Berman Group LLC 7,252,826 188,936,000 59.26%
2 Energy Income Partners, LLC 1,880,463 48,986,000 15.36%
3 UBS Group AG 327,545 8,532,000 2.68%
4 MORGAN STANLEY 321,071 8,364,000 2.62%
5 OppenheimerFunds, Inc. 289,386 7,539,000 2.36%
6 VAN ECK ASSOCIATES CORP 262,348 6,834,000 2.14%
7 NFC Investments, LLC 241,230 6,284,000 1.97%
8 Mountain Lake Investment Management LLC 215,000 5,601,000 1.76%
9 FIRST MANHATTAN CO. LLC. 211,438 5,507,000 1.73%
10 GOLDMAN SACHS GROUP INC 152,122 3,963,000 1.24%
11 GLENMEDE TRUST CO NA 86,202 2,244,000 0.70%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 78,817 2,053,000 0.64%
13 UBS Group AG 70,000 1,824,000 0.57% Put
14 INVESTMENT HOUSE LLC 62,990 1,641,000 0.51%
15 GSA CAPITAL PARTNERS LLP 59,821 1,558,000 0.49%
16 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 51,700 1,347,000 0.42%
17 FAIRBANKS CAPITAL MANAGEMENT, INC. 51,312 1,337,000 0.42%
18 GEODE CAPITAL MANAGEMENT, LLC 50,365 1,311,000 0.41%
19 CUTLER GROUP LLC / CA 47,196 1,229,000 0.39%
20 BOKF, NA 46,756 1,218,000 0.38%
21 Invesco Ltd. 36,595 953,000 0.30%
22 Arrow Investment Advisors, LLC 36,038 939,000 0.29%
23 HITE Hedge Asset Management LLC 35,800 933,000 0.29%
24 GABELLI FUNDS LLC 34,000 886,000 0.28%
25 SIMPLEX TRADING, LLC 28,757 749,000 0.23%
26 Texas Yale Capital Corp. 24,985 651,000 0.20%
27 ACADIAN ASSET MANAGEMENT LLC 23,697 618,000 0.19%
28 DEUTSCHE BANK AG\ 23,361 608,000 0.19%
29 RENAISSANCE TECHNOLOGIES LLC 23,300 607,000 0.19%
30 BANK OF AMERICA CORP /DE/ 22,900 597,000 0.19%
31 WOLVERINE TRADING LP /BD 21,100 552,000 0.17% Put
32 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 19,795 516,000 0.16%
33 WOLVERINE TRADING LP /BD 18,575 486,000 0.15%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,000 417,000 0.13% Put
35 BARCLAYS PLC 14,805 385,000 0.12%
36 HOURGLASS CAPITAL, LLC 12,000 313,000 0.10%
37 Spot Trading L.L.C 10,202 266,000 0.08%
38 HSBC HOLDINGS PLC 10,102 263,000 0.08%
39 Global X Management CO LLC 10,056 262,000 0.08%
40 Sumitomo Mitsui Trust Group, Inc. 9,000 234,000 0.07%
41 CLINTON GROUP INC 8,899 232,000 0.07%
42 ACROSPIRE INVESTMENT MANAGEMENT LLC 8,615 224,000 0.07%
43 PRIVATE CAPITAL MANAGEMENT INC 6,500 169,000 0.05%
44 WELLS FARGO & COMPANY/MN 5,770 150,000 0.05%
45 MSI Financial Services Inc 2,325 61,000 0.02%
46 ADVISOR GROUP, INC. 2,188 57,000 0.02%
47 Walleye Trading LLC 1,600 42,000 0.01%
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,557 41,000 0.01%
49 EMERALD ACQUISITION LTD. 1,553 40,000 0.01%
50 Financial Management Professionals, Inc. 1,200 31,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.