| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 19,660,971 | 154,536,000 | 23.22% | ||
| 2 | Karpus Management, Inc. | 18,291,668 | 143,773,000 | 21.60% | ||
| 3 | 1607 Capital Partners, LLC | 6,890,602 | 54,160,000 | 8.14% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 6,352,947 | 49,934,000 | 7.50% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,741,942 | 37,272,000 | 5.60% | ||
| 6 | RELATIVE VALUE PARTNERS GROUP, LLC | 4,310,024 | 33,877,000 | 5.09% | ||
| 7 | First Eagle Investment Management, LLC | 4,304,022 | 33,830,000 | 5.08% | ||
| 8 | CITIGROUP INC | 2,269,816 | 17,841,000 | 2.68% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 2,115,141 | 16,625,000 | 2.50% | ||
| 10 | Invesco Ltd. | 1,758,179 | 13,820,000 | 2.08% | ||
| 11 | ICON ADVISERS INC/CO | 1,031,238 | 8,106,000 | 1.22% | ||
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 956,468 | 7,518,000 | 1.13% | ||
| 13 | MORGAN STANLEY | 937,085 | 7,365,000 | 1.11% | ||
| 14 | Yakira Capital Management, Inc. | 932,838 | 7,332,000 | 1.10% | SH | |
| 15 | UBS Group AG | 887,866 | 6,979,000 | 1.05% | ||
| 16 | GOLDMAN SACHS GROUP INC | 750,683 | 5,900,000 | 0.89% | ||
| 17 | FIRST MANHATTAN CO. LLC. | 701,270 | 5,511,000 | 0.83% | ||
| 18 | Commonwealth Equity Services, Inc | 655,443 | 5,152,000 | 0.77% | ||
| 19 | LPL Financial LLC | 610,488 | 4,817,000 | 0.72% | ||
| 20 | Capital Investment Advisors, LLC | 468,088 | 3,679,000 | 0.55% | ||
| 21 | Weiss Asset Management LP | 353,662 | 2,780,000 | 0.42% | ||
| 22 | ROYAL BANK OF CANADA | 310,921 | 2,444,000 | 0.37% | ||
| 23 | Wills Financial Group, Inc. | 284,512 | 2,236,000 | 0.34% | ||
| 24 | SUMMIT CAPITAL MANAGEMENT LLC | 261,009 | 2,052,000 | 0.31% | ||
| 25 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 252,228 | 1,983,000 | 0.30% | ||
| 26 | BANK OF AMERICA CORP /DE/ | 252,007 | 1,981,000 | 0.30% | ||
| 27 | Raymond James Financial Services Advisors, Inc. | 243,352 | 1,913,000 | 0.29% | ||
| 28 | BRINKER CAPITAL INC | 228,874 | 1,799,000 | 0.27% | ||
| 29 | Brick & Kyle, Associates | 226,894 | 1,783,000 | 0.27% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 204,648 | 1,608,000 | 0.24% | ||
| 31 | CSS LLC/IL | 198,427 | 1,560,000 | 0.23% | ||
| 32 | MARINER INVESTMENT GROUP LLC | 189,400 | 1,489,000 | 0.22% | ||
| 33 | DOLIVER ADVISORS, LP | 171,110 | 1,345,000 | 0.20% | ||
| 34 | THOMPSON SIEGEL & WALMSLEY LLC | 170,200 | 1,338,000 | 0.20% | ||
| 35 | GUGGENHEIM CAPITAL LLC | 167,691 | 1,318,000 | 0.20% | ||
| 36 | Horizon Kinetics LLC | 167,400 | 1,316,000 | 0.20% | ||
| 37 | COHEN & STEERS, INC. | 151,390 | 1,190,000 | 0.18% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 117,714 | 926,000 | 0.14% | ||
| 39 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 117,000 | 920,000 | 0.14% | ||
| 40 | Private Advisor Group, LLC | 111,133 | 874,000 | 0.13% | ||
| 41 | Independence Trust CO | 105,228 | 827,000 | 0.12% | ||
| 42 | St. James Investment Company, LLC | 93,298 | 733,000 | 0.11% | ||
| 43 | CHEMICAL BANK | 83,427 | 656,000 | 0.10% | ||
| 44 | Texan Capital Management | 80,200 | 630,000 | 0.09% | ||
| 45 | HUNTINGTON NATIONAL BANK | 72,371 | 569,000 | 0.09% | PRN | |
| 46 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 65,223 | 513,000 | 0.08% | ||
| 47 | Virtu KCG Holdings LLC | 60,552 | 476,000 | 0.07% | ||
| 48 | Cetera Advisor Networks LLC | 52,712 | 414,000 | 0.06% | ||
| 49 | US BANCORP \DE\ | 48,792 | 384,000 | 0.06% | ||
| 50 | CUE ADVISORY SERVICES, INC. | 48,000 | 377,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
