| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Crow Point Partners, LLC | 50,000 | 1,153,000 | 51.10% | ||
| 2 | Wellington Shields Capital Management, LLC | 21,200 | 489,000 | 21.67% | ||
| 3 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 16,572 | 382,000 | 16.93% | ||
| 4 | ROOSEVELT INVESTMENT GROUP LLC | 9,000 | 207,450 | 9.19% | ||
| 5 | AMERIPRISE FINANCIAL INC | 550 | 13,000 | 0.58% | ||
| 6 | PRIVATE TRUST CO NA | 500 | 12,000 | 0.53% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
