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ING GROEP NV PFD
ING GROEP NV PFD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 8 Institutional holders with a total value of $10,404,148.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MID CONTINENT CAPITAL LLC/IL 163,975 4,221,000 40.57%
2 B. Riley Wealth Advisors, Inc. 10,526 2,709,000 26.04%
3 KCM INVESTMENT ADVISORS LLC 67,859 1,743,000 16.75%
4 SOLARIS ASSET MANAGEMENT LLC 50,800 1,308,000 12.57%
5 AMERIPRISE FINANCIAL INC 8,814 227,000 2.18%
6 Jacobus Wealth Management, Inc. 4,000 103,000 0.99%
7 Highlander Capital Management, LLC 3,400 88,000 0.85%
8 MassMutual Private Wealth & Trust, FSB 200 5,148 0.05%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.