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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 339 Institutional holders with a total value of $3,517,241,671.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Vantage Investment Advisors, LLC 50 1,000 0.00%
2 Elite Wealth Management, Inc. 108 2,000 0.00%
3 M&T BANK CORP 175 3,000 0.00%
4 WEALTHFRONT CORP 150 3,000 0.00%
5 DUBUQUE BANK & TRUST CO 230 4,000 0.00%
6 Apriem Advisors 195 4,000 0.00%
7 BOSTON PRIVATE BANK & TRUST CO 270 5,000 0.00%
8 New Harbor Financial Group, LLC 300 6,000 0.00%
9 BARCLAYS PLC 300 6,000 0.00% Call
10 LBA Wealth Management, LLC 500 10,000 0.00%
11 BRAVE ASSET MANAGEMENT INC 625 12,000 0.00%
12 Institute for Wealth Management, LLC. 813 15,000 0.00%
13 Fusion Investment Group, LLC 800 15,000 0.00%
14 Lehman Financial Resources, Inc. 1,150 22,000 0.00%
15 WASHINGTON TRUST BANK 1,296 25,000 0.00%
16 Cowen Prime Services LLC 1,342 26,000 0.00%
17 Ledyard National Bank 1,400 27,000 0.00%
18 QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC 1,459 28,000 0.00%
19 REILLY FINANCIAL ADVISORS, LLC 1,500 29,000 0.00%
20 AlphaMark Advisors, LLC 1,500 29,000 0.00% SH
21 Madden Advisory Services, Inc. 1,545 29,000 0.00%
22 SIGNATUREFD, LLC 1,634 31,000 0.00%
23 Parallax Volatility Advisers, L.P. 1,918 36,000 0.00%
24 BROWN BROTHERS HARRIMAN & CO 1,913 36,000 0.00%
25 Cordasco Financial Network 1,930 37,000 0.00%
26 KANALY TRUST CO 2,000 38,000 0.00%
27 CapWealth Advisors, LLC 2,256 43,000 0.00%
28 Spot Trading L.L.C 2,500 48,000 0.00% Put
29 Bartlett & Co. LLC 2,855 54,000 0.00%
30 FARMERS & MERCHANTS INVESTMENTS INC 2,850 54,000 0.00%
31 Plante Moran Financial Advisors, LLC 2,828 54,000 0.00%
32 WealthTrust-Arizona, LLC 3,078 58,000 0.00%
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3,061 58,000 0.00%
34 Carroll Financial Associates, Inc. 3,230 61,000 0.00%
35 DUNCKER STREETT & CO INC 3,550 67,000 0.00%
36 Walleye Trading LLC 3,702 70,000 0.00%
37 Kistler-Tiffany Companies, LLC 3,774 72,000 0.00%
38 WESTPORT RESOURCES MANAGEMENT INC 4,000 76,000 0.00%
39 GLENMEDE TRUST CO NA 5,130 96,000 0.00%
40 American Research & Management Co. 5,105 97,000 0.00%
41 Tortoise Investment Management, LLC 5,300 101,000 0.00%
42 Joel Isaacson & Co., LLC 5,412 103,000 0.00%
43 FineMark National Bank & Trust 5,853 111,000 0.00%
44 Strategic Capital Group LLC 5,953 113,000 0.00%
45 TD Capital Management LLC 5,991 114,000 0.00%
46 Advisors Preferred, LLC 6,015 114,285 0.00%
47 BESSEMER GROUP INC 6,205 118,000 0.00%
48 CENTRAL TRUST Co 6,855 130,000 0.00%
49 Cutler Capital Management, LLC 7,000 133,000 0.00%
50 CAPTRUST FINANCIAL ADVISORS 7,555 144,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.