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ALPS ETF TR ALERIAN MLP
ALPS ETF TR ALERIAN MLP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 463 Institutional holders with a total value of $3,710,169,015.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 BROWN ADVISORY INC 12,475 159,000 0.00%
102 WealthTrust-Arizona, LLC 12,660 161,000 0.00%
103 SVA Wealth Management, LLC 12,645 161,000 0.00%
104 Orange Investment Advisors, Inc. 12,850 163,000 0.00%
105 Cutter & CO Brokerage, Inc. 12,920 164,000 0.00%
106 RAY GERALD L & ASSOCIATES LTD 12,900 164,000 0.00%
107 Moors & Cabot, Inc. 13,555 172,000 0.00%
108 Barnett & Company, Inc. 13,693 174,000 0.00%
109 Oakworth Capital, Inc. 14,261 174,000 0.00%
110 Advisory Services Network, LLC 13,805 176,000 0.00%
111 D L CARLSON INVESTMENT GROUP INC 14,000 178,000 0.00%
112 BTR CAPITAL MANAGEMENT INC 14,049 179,000 0.00%
113 Plante Moran Financial Advisors, LLC 14,098 179,000 0.00%
114 J.SAFRA ASSET MANAGEMENT CORP 14,154 180,000 0.00%
115 Dorsey & Whitney Trust CO LLC 14,680 187,000 0.01%
116 Ironsides Asset Advisors, LLC 14,800 188,000 0.01%
117 DUNCKER STREETT & CO INC 14,906 190,000 0.01%
118 Gruss & Co., LLC 15,000 191,000 0.01%
119 Sterneck Capital Management, LLC 15,065 192,000 0.01%
120 HAP Trading, LLC 300,000 193,000 0.01% Put
121 TOCQUEVILLE ASSET MANAGEMENT L.P. 15,310 195,000 0.01%
122 Lombard Odier & Cie (Canada), Limited Partnership 15,500 197,000 0.01%
123 Financial Architects, Inc 15,621 199,000 0.01%
124 Independence Trust CO 15,706 200,000 0.01%
125 INVESTMENT HOUSE LLC 15,830 201,000 0.01%
126 QUANTRES ASSET MANAGEMENT Ltd 16,038 204,000 0.01%
127 GLENMEDE TRUST CO NA 16,151 205,000 0.01%
128 HBK Sorce Advisory LLC 16,505 210,000 0.01%
129 Center Coast Capital Advisors, LP 16,797 214,000 0.01%
130 Northeast Financial Consultants Inc 17,100 218,000 0.01%
131 SPROTT INC. 18,007 229,000 0.01%
132 BANCED CORP 18,641 233,000 0.01%
133 SHEAFF BROCK INVESTMENT ADVISORS, LLC 18,899 240,000 0.01%
134 LEVIN CAPITAL STRATEGIES, L.P. 18,980 241,000 0.01%
135 Addison Capital Co 19,598 249,000 0.01%
136 SNOWDEN CAPITAL ADVISORS LLC 19,627 249,655 0.01%
137 EFG Private Wealth Management (Americas) Corp. 20,441 252,000 0.01%
138 PEAK6 Group LLC 20,000 254,000 0.01% Call
139 Edge Wealth Management LLC 20,107 258,000 0.01% SH
140 Private Ocean, LLC 20,680 263,000 0.01%
141 EASTERN BANK 20,686 263,000 0.01%
142 North Star Investment Management Corp. 20,847 265,000 0.01%
143 INTEGRATED WEALTH MANAGEMENT 21,172 269,000 0.01%
144 Camarda Financial Advisors, LLC 21,251 270,000 0.01%
145 LAUREL WEALTH ADVISORS, INC. 21,608 275,000 0.01%
146 Ruggie Capital Group 21,939 280,000 0.01%
147 Concorde Asset Management, LLC 22,222 283,000 0.01%
148 FIFTH THIRD BANCORP 22,442 285,000 0.01%
149 Somerset Group LLC 22,500 286,000 0.01%
150 HYMAN CHARLES D 22,500 286,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.