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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 463 Institutional holders with a total value of $3,710,169,015.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 Community Bank, N.A. 171,050 2,176,000 0.06%
152 Merriman Wealth Management, LLC 170,014 2,163,000 0.06%
153 Brick & Kyle, Associates 161,023 2,048,000 0.06%
154 DOMANI WEALTH, LLC 155,392 1,977,000 0.05%
155 INVESTMENT PARTNERS, LTD. 154,000 1,959,000 0.05%
156 SIMMONS BANK 149,863 1,907,000 0.05%
157 BRADLEY FOSTER & SARGENT INC/CT 146,578 1,864,000 0.05%
158 CHESAPEAKE ASSET MANAGEMENT LLC 146,414 1,862,000 0.05%
159 CMT TRADING LLC 145,684 1,853,000 0.05%
160 DAVENPORT & Co LLC 145,431 1,849,887 0.05%
161 INVESTMENT CENTERS OF AMERICA INC 144,614 1,837,000 0.05%
162 JANE STREET GROUP, LLC 141,677 1,802,000 0.05%
163 WEALTHSOURCE PARTNERS, LLC 140,957 1,793,000 0.05%
164 Vantage Investment Partners, LLC 140,775 1,791,000 0.05%
165 Sandy Spring Bank 139,690 1,790,000 0.05%
166 Walleye Trading LLC 138,000 1,756,000 0.05% Put
167 NATIONAL PLANNING CORP 139,316 1,755,000 0.05%
168 WESCAP MANAGEMENT GROUP, INC. 135,517 1,724,000 0.05%
169 BENJAMIN F. EDWARDS & COMPANY, INC. 135,146 1,719,000 0.05%
170 BSC PRIVATE WEALTH MANAGEMENT, LLC 136,110 1,718,000 0.05%
171 INSIGHT 2811, INC. 134,420 1,710,000 0.05%
172 Greenwich Wealth Management LLC 134,117 1,706,000 0.05%
173 Spot Trading L.L.C 133,700 1,701,000 0.05% Call
174 Chicago Partners Investment Group LLC 132,406 1,684,000 0.05%
175 WOLVERINE TRADING LP /BD 1,303 1,660,022 0.04% Call
176 D.A. DAVIDSON & CO. 129,308 1,643,000 0.04%
177 IMA Advisory Services, Inc. 128,472 1,634,000 0.04%
178 Lattice Strategies LLC 127,837 1,626,000 0.04%
179 TRUSTMARK BANK TRUST DEPARTMENT 127,472 1,621,000 0.04%
180 WOLVERINE TRADING LP /BD 1,261 1,606,514 0.04% Put
181 PEAK6 Group LLC 125,000 1,590,000 0.04% Put
182 HL FINANCIAL SERVICES LLC 124,110 1,579,000 0.04%
183 PITTENGER & ANDERSON INC 123,000 1,565,000 0.04%
184 Ashfield Capital Partners, LLC 122,737 1,561,000 0.04%
185 Trust Investment Advisors 118,450 1,507,000 0.04%
186 ARS Investment Partners, LLC 116,258 1,479,000 0.04%
187 Lombard Odier Transatlantic Ltd 115,250 1,470,000 0.04%
188 Cetera Advisor Networks LLC 114,218 1,454,000 0.04%
189 USCA RIA LLC 113,707 1,446,000 0.04%
190 INTEGRATED INVESTMENT CONSULTANTS, LLC 112,898 1,437,000 0.04%
191 POINTE CAPITAL MANAGEMENT LLC 111,250 1,415,000 0.04%
192 BARCLAYS PLC 110,300 1,403,000 0.04% Call
193 RETIREMENT DESIGN & MANAGEMENT INC /ADV 109,575 1,394,000 0.04%
194 NewFocus Financial Group, LLC 107,754 1,371,000 0.04%
195 FIELDPOINT PRIVATE ADVISORS, INC 104,810 1,333,000 0.04%
196 Bison Wealth, LLC 102,945 1,309,000 0.04%
197 BLAIR WILLIAM & CO/IL 101,053 1,285,000 0.03%
198 AGRAN LIBBIE 100,731 1,281,000 0.03%
199 WFG Advisors, LP 100,162 1,274,000 0.03%
200 Compagnie Lombard Odier SCmA 99,750 1,273,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.