Dark
Light
System
Security
Ladenburg Thalmann Financial Services, Inc., Series A, 8.00 percent
Ladenburg Thalmann Financial Services, Inc., Series A, 8.00 percent. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 2 Institutional holders with a total value of $227,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRENTISS SMITH & CO INC 2,280 56,000 24.67%
2 SPIRIT OF AMERICA MANAGEMENT CORP/NY 7,000 171,000 75.33%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.