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Ladenburg Thalmann Financial Services, Inc., Series A, 8.00 percent
Ladenburg Thalmann Financial Services, Inc., Series A, 8.00 percent. Institutional holdings reported to the SEC.
Institutional Holders (2016Q3)
Portfolio Summary: 3 Institutional holders with a total value of $1,026,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 17,383 435,000 42.40%
2 KALOS MANAGEMENT, INC. 16,625 416,000 40.55%
3 SPIRIT OF AMERICA MANAGEMENT CORP/NY 7,000 175,000 17.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.