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Ladenburg Thalmann Financial Services, Inc., Series A, 8.00 percent
Ladenburg Thalmann Financial Services, Inc., Series A, 8.00 percent. Institutional holdings reported to the SEC.
Institutional Holders (2016Q4)
Portfolio Summary: 3 Institutional holders with a total value of $1,025,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SPIRIT OF AMERICA MANAGEMENT CORP/NY 7,000 168,000 16.39%
2 KALOS MANAGEMENT, INC. 17,694 424,000 41.37%
3 AMERIPRISE FINANCIAL INC 18,083 433,000 42.24%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.