Dark
Light
System
Security
AMBAC FINL GROUP INC
AMBAC FINL GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 133 Institutional holders with a total value of $538,393,933.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 2,240,260 36,875,000 6.85%
2 CANYON CAPITAL ADVISORS LLC 2,214,645 36,453,000 6.77%
3 CREDIT SUISSE AG/ 2,201,409 36,236,000 6.73%
4 DIMENSIONAL FUND ADVISORS LP 2,199,198 36,198,000 6.72%
5 VANGUARD GROUP INC 2,156,151 35,491,000 6.59%
6 TCI FUND MANAGEMENT LTD 1,985,785 32,686,000 6.07%
7 ALDEN GLOBAL CAPITAL LLC 1,735,150 28,561,000 5.30%
8 GOLDMAN SACHS GROUP INC 1,487,914 24,491,000 4.55%
9 Raging Capital Management, LLC 1,139,962 18,764,000 3.49%
10 BlackRock Fund Advisors 961,195 15,821,000 2.94%
11 BlackRock Institutional Trust Company, N.A. 948,864 15,618,000 2.90%
12 Centerbridge Partners, L.P. 862,141 14,190,000 2.64%
13 Sessa Capital IM, L.P. 801,169 13,187,000 2.45%
14 STATE STREET CORP 795,587 13,095,000 2.43%
15 Numeric Investors LLC 723,820 11,914,000 2.21%
16 NORTHERN TRUST CORP 504,170 8,298,000 1.54%
17 Invesco Ltd. 492,414 8,106,000 1.51%
18 FIR TREE CAPITAL MANAGEMENT LP 476,021 7,835,000 1.46%
19 Robeco Institutional Asset Management B.V. 412,519 6,790,000 1.26%
20 ROYCE & ASSOCIATES LP 393,088 6,470,000 1.20%
21 Connor, Clark & Lunn Investment Management Ltd. 380,000 6,255,000 1.16%
22 MILLENNIUM MANAGEMENT LLC 363,330 5,980,000 1.11%
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 362,132 5,961,000 1.11%
24 EJF Capital LP 350,000 5,761,000 1.07%
25 GEODE CAPITAL MANAGEMENT, LLC 311,684 5,130,000 0.95%
26 WELLS FARGO & COMPANY/MN 311,257 5,123,000 0.95%
27 DEUTSCHE BANK AG\ 293,530 4,829,000 0.90%
28 AQR CAPITAL MANAGEMENT LLC 271,506 4,469,000 0.83%
29 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 260,800 4,293,000 0.80%
30 OXFORD ASSET MANAGEMENT LLP 248,823 4,096,000 0.76%
31 GENDELL JEFFREY L 242,003 3,984,000 0.74%
32 JPMORGAN CHASE & CO 196,597 3,235,000 0.60%
33 WELLINGTON MANAGEMENT GROUP LLP 196,390 3,233,000 0.60%
34 Bank of New York Mellon Corp 196,365 3,232,000 0.60%
35 KNOTT DAVID M 173,426 2,854,592 0.53%
36 QS Investors, LLC 169,800 2,795,000 0.52%
37 CORRADO ADVISORS, LLC 165,989 2,732,000 0.51%
38 BlackRock Investment Management, LLC 162,337 2,672,000 0.50%
39 PARAMETRIC PORTFOLIO ASSOCIATES LLC 159,777 2,630,000 0.49%
40 ALLIANCEBERNSTEIN L.P. 157,110 2,586,000 0.48%
41 TIAA CREF INVESTMENT MANAGEMENT LLC 154,488 2,543,000 0.47%
42 WHITEBOX ADVISORS LLC 123,546 2,034,000 0.38%
43 LOS ANGELES CAPITAL MANAGEMENT LLC 111,579 1,837,000 0.34%
44 Jupiter Investment Management Ltd 99,716 1,641,000 0.30%
45 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 94,490 1,555,000 0.29%
46 PRUDENTIAL FINANCIAL INC 94,200 1,551,000 0.29%
47 BARCLAYS PLC 92,916 1,529,000 0.28%
48 GSA CAPITAL PARTNERS LLP 89,550 1,474,000 0.27%
49 Sterling Capital Management LLC 89,228 1,468,000 0.27%
50 BRIDGEWAY CAPITAL MANAGEMENT, LLC 84,000 1,383,000 0.26%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.