| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WHITEBOX ADVISORS LLC | 8,616,576 | 159,993,000 | 48.57% | ||
| 2 | ICONIQ Capital, LLC | 1,738,572 | 40,352,000 | 12.25% | ||
| 3 | Horizon Kinetics LLC | 1,284,517 | 29,814,000 | 9.05% | ||
| 4 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 781,351 | 18,134,000 | 5.51% | ||
| 5 | Waterstone Capital Management, L.P. | 540,802 | 12,552,000 | 3.81% | ||
| 6 | PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE | 500,000 | 11,605,000 | 3.52% | ||
| 7 | VANGUARD GROUP INC | 462,883 | 10,744,000 | 3.26% | ||
| 8 | Northern Right Capital Management, L.P. | 321,796 | 7,469,000 | 2.27% | ||
| 9 | MORGAN STANLEY | 202,873 | 4,708,000 | 1.43% | ||
| 10 | OAKTREE CAPITAL MANAGEMENT LP | 190,862 | 4,429,000 | 1.34% | ||
| 11 | UBS Group AG | 131,198 | 3,045,000 | 0.92% | ||
| 12 | GEODE CAPITAL MANAGEMENT, LLC | 122,156 | 2,835,000 | 0.86% | ||
| 13 | MAD RIVER INVESTORS | 117,627 | 2,730,000 | 0.83% | ||
| 14 | BlackRock Institutional Trust Company, N.A. | 78,081 | 1,812,000 | 0.55% | ||
| 15 | RENAISSANCE TECHNOLOGIES LLC | 73,200 | 1,699,000 | 0.52% | ||
| 16 | Tipp Hill Capital Management LLC | 71,000 | 1,648,000 | 0.50% | ||
| 17 | Geduld E E | 70,982 | 1,647,000 | 0.50% | ||
| 18 | MILLENNIUM MANAGEMENT LLC | 50,786 | 1,179,000 | 0.36% | ||
| 19 | NORTHERN TRUST CORP | 42,724 | 992,000 | 0.30% | ||
| 20 | CREDIT SUISSE AG/ | 41,563 | 965,000 | 0.29% | ||
| 21 | DEUTSCHE BANK AG\ | 37,487 | 870,000 | 0.26% | ||
| 22 | Moors & Cabot, Inc. | 35,500 | 832,000 | 0.25% | ||
| 23 | GOLDMAN SACHS GROUP INC | 32,643 | 758,000 | 0.23% | ||
| 24 | BlackRock Group LTD | 30,747 | 714,000 | 0.22% | ||
| 25 | WELLS FARGO & COMPANY/MN | 28,304 | 657,000 | 0.20% | ||
| 26 | BLACKROCK ADVISORS LLC | 27,897 | 647,000 | 0.20% | ||
| 27 | First Pacific Advisors, LP | 27,700 | 643,000 | 0.20% | ||
| 28 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 27,694 | 643,000 | 0.20% | ||
| 29 | Bank of New York Mellon Corp | 25,772 | 598,000 | 0.18% | ||
| 30 | PANAGORA ASSET MANAGEMENT INC | 24,748 | 574,000 | 0.17% | ||
| 31 | BlueCrest Capital Management Ltd | 21,843 | 507,000 | 0.15% | ||
| 32 | ELLINGTON MANAGEMENT GROUP LLC | 19,600 | 455,000 | 0.14% | ||
| 33 | A.R.T. Advisors, LLC | 18,372 | 426,000 | 0.13% | ||
| 34 | Cubist Systematic Strategies, LLC | 15,111 | 351,000 | 0.11% | ||
| 35 | CITADEL ADVISORS LLC | 13,857 | 322,000 | 0.10% | ||
| 36 | Virtu KCG Holdings LLC | 13,658 | 317,000 | 0.10% | ||
| 37 | STATE STREET CORP | 12,400 | 288,000 | 0.09% | ||
| 38 | Nationwide Fund Advisors | 12,000 | 279,000 | 0.08% | ||
| 39 | ROYAL BANK OF CANADA | 11,503 | 267,000 | 0.08% | ||
| 40 | Hutchin Hill Capital, LP | 10,600 | 246,000 | 0.07% | ||
| 41 | Spark Investment Management LLC | 10,400 | 241,000 | 0.07% | ||
| 42 | PNC FINANCIAL SERVICES GROUP, INC. | 7,540 | 175,000 | 0.05% | ||
| 43 | BANK OF MONTREAL /CAN/ | 5,500 | 128,000 | 0.04% | ||
| 44 | WFG Advisors, LP | 2,237 | 52,000 | 0.02% | ||
| 45 | BlackRock Japan Co. Ltd | 939 | 22,000 | 0.01% | ||
| 46 | AMERICAN INTERNATIONAL GROUP, INC. | 543 | 12,603 | 0.00% | ||
| 47 | CITIGROUP INC | 238 | 6,000 | 0.00% | ||
| 48 | BNP PARIBAS FINANCIAL MARKETS | 198 | 4,596 | 0.00% | ||
| 49 | Tower Research Capital LLC (TRC) | 188 | 4,000 | 0.00% | ||
| 50 | Creative Planning | 135 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
