Dark
Light
System
Security
AMERICAN CAP LIMITED
AMERICAN CAP LIMITED. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 247 Institutional holders with a total value of $2,643,573,185.
#
Manager Name
Shares
Value ($)
%
Options
Notes
201 PANAGORA ASSET MANAGEMENT INC 5,150 71,000 0.00%
202 US FINANCIAL ADVISORS, LLC 5,150 71,000 0.00%
203 PACER ADVISORS, INC. 4,956 68,000 0.00%
204 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4,796 66,000 0.00%
205 Jefferies Group LLC 4,500 62,000 0.00%
206 CUTLER GROUP LLC / CA 60,400 61,000 0.00% Put
207 PEAK6 Group LLC 4,000 55,000 0.00% Put
208 Whitnell & Co. 3,996 55,000 0.00%
209 WHITTIER TRUST CO 3,958 55,000 0.00%
210 HAP Trading, LLC 574,900 42,000 0.00% Call
211 Cable Hill Partners, LLC 3,000 42,000 0.00%
212 US BANCORP \DE\ 2,357 33,000 0.00%
213 SCHRODER INVESTMENT MANAGEMENT GROUP 2,379 33,000 0.00%
214 BNP PARIBAS FINANCIAL MARKETS 2,285 31,510 0.00%
215 MUHLENKAMP & CO INC 2,000 28,000 0.00% Call
216 CUTLER GROUP LLC / CA 36,300 28,000 0.00% Call
217 Alexandria Capital, LLC 1,955 27,000 0.00%
218 AMERICAN INTERNATIONAL GROUP, INC. 1,758 25,000 0.00%
219 Global X Management CO LLC 1,481 20,000 0.00%
220 KRILOGY FINANCIAL LLC 1,274 18,000 0.00%
221 Endurance Wealth Management, Inc. 1,274 18,000 0.00%
222 TOMPKINS FINANCIAL CORP 1,200 17,000 0.00%
223 INTEGRATED WEALTH MANAGEMENT 1,244 17,000 0.00%
224 BRONFMAN E.L. ROTHSCHILD, L.P. 996 14,000 0.00%
225 Edge Wealth Management LLC 962 13,000 0.00% SH
226 Sunbelt Securities, Inc. 892 12,301 0.00%
227 D.A. DAVIDSON & CO. 882 12,000 0.00%
228 Highlander Capital Management, LLC 798 11,000 0.00%
229 Winslow, Evans & Crocker, Inc. 690 9,516 0.00%
230 FIRST MANHATTAN CO. LLC. 682 9,000 0.00%
231 WOLVERINE ASSET MANAGEMENT LLC 500 6,000 0.00%
232 PENSERRA CAPITAL MANAGEMENT LLC 408 6,000 0.00%
233 ARCADIA INVESTMENT MANAGEMENT CORP/MI 395 5,000 0.00%
234 ADVENT CAPITAL MANAGEMENT /DE/ 750 5,000 0.00% Call
235 WEALTHCARE CAPITAL MANAGEMENT LLC 364 5,000 0.00%
236 Focused Wealth Management, Inc 362 5,000 0.00%
237 Gradient Investments LLC 288 4,000 0.00%
238 FineMark National Bank & Trust 299 4,000 0.00%
239 KALOS MANAGEMENT, INC. 3,448 3,000 0.00% PRN
240 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 109 2,000 0.00%
241 TCI Wealth Advisors, Inc. 52 1,000 0.00%
242 Advisory Services Network, LLC 41 1,000 0.00%
243 JNBA Financial Advisors 80 1,000 0.00%
244 FEDERATED HERMES, INC. 72 1,000 0.00%
245 Tower Research Capital LLC (TRC) 42 1,000 0.00%
246 ASSETMARK, INC 61 1,000 0.00%
247 DELPHI PRIVATE ADVISORS LLC 21 0 0.00%
Page 5 of 5

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.