| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5,000 | 0 | 0.00% | ||
| 2 | WELLS FARGO & COMPANY/MN | 10,000 | 0 | 0.00% | PRN | |
| 3 | CITIGROUP INC | 524,000 | 0 | 0.00% | PRN | |
| 4 | GOLDMAN SACHS GROUP INC | 881,000 | 0 | 0.00% | PRN | |
| 5 | MORGAN STANLEY | 279,000 | 0 | 0.00% | PRN | |
| 6 | UBS Group AG | 11,000 | 0 | 0.00% | PRN | |
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,000 | 0 | 0.00% | ||
| 8 | ARISTEIA CAPITAL, L.L.C. | 15,170,000 | 0 | 0.00% | PRN | |
| 9 | HighTower Advisors, LLC | 575,000 | 0 | 0.00% | PRN | |
| 10 | JPMORGAN CHASE & CO | 4,050,000 | 3,000 | 0.47% | PRN | |
| 11 | Pine River Capital Management L.P. | 3,000,000 | 9,000 | 1.40% | PRN | |
| 12 | DUPONT CAPITAL MANAGEMENT CORP | 18,480,000 | 9,000 | 1.40% | ||
| 13 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 22,900,000 | 11,000 | 1.71% | PRN | |
| 14 | SILVERBACK ASSET MANAGEMENT LLC | 21,250,000 | 27,000 | 4.19% | PRN | |
| 15 | WOLVERINE ASSET MANAGEMENT LLC | 8,391,000 | 41,000 | 6.37% | PRN | |
| 16 | DRIEHAUS CAPITAL MANAGEMENT LLC | 31,872,000 | 544,000 | 84.47% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
