| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DRIEHAUS CAPITAL MANAGEMENT LLC | 31,872,000 | 573,000 | 91.53% | PRN | |
| 2 | Central Asset Investments & Management Holdings (HK) Ltd | 25,504,000 | 32,000 | 5.11% | PRN | |
| 3 | WOLVERINE ASSET MANAGEMENT LLC | 8,391,000 | 18,000 | 2.88% | PRN | |
| 4 | Pine River Capital Management L.P. | 3,000,000 | 2,000 | 0.32% | PRN | |
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 22,900,000 | 1,000 | 0.16% | PRN | |
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,000 | 0 | 0.00% | ||
| 7 | ARISTEIA CAPITAL, L.L.C. | 15,170,000 | 0 | 0.00% | PRN | |
| 8 | DUPONT CAPITAL MANAGEMENT CORP | 18,480,000 | 0 | 0.00% | ||
| 9 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5,000 | 0 | 0.00% | ||
| 10 | DKR OASIS MANAGEMENT COMPANY, L.P. | 16,000 | 0 | 0.00% | PRN | |
| 11 | HighTower Advisors, LLC | 575,000 | 0 | 0.00% | PRN | |
| 12 | JPMORGAN CHASE & CO | 4,050,000 | 0 | 0.00% | PRN | |
| 13 | UBS Group AG | 11,000 | 0 | 0.00% | PRN | |
| 14 | WELLS FARGO & COMPANY/MN | 10,000 | 0 | 0.00% | PRN | |
| 15 | CITIGROUP INC | 524,000 | 0 | 0.00% | PRN | |
| 16 | GOLDMAN SACHS GROUP INC | 881,000 | 0 | 0.00% | PRN | |
| 17 | MORGAN STANLEY | 279,000 | 0 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
