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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 921 holdings with a total value of $3,193,691,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ANTHRACITE CAP INC 10,000 0 0.00%
2 CCS MEDICAL HOLDINGS INC 14,236 0 0.00%
3 GEO SPECIALTY CHEMICALS, INC. 80,750 0 0.00%
4 ADELPHIA RECOVERY TR 1,783,299 0 0.00%
5 CHASE PACKAGING CORP TEX 19,082 1,000 0.00%
6 GEOMET, INC. 85,857 1,000 0.00%
7 SPECTRASCIENCES COM 157,715 8,000 0.00%
8 REGENT BROADCASTING LLC 704,626 35,000 0.00%
9 Abraxas Petroleum Corp 10,130 40,000 0.00%
10 EARTHLINK HOLDINGS ORD 15,200 55,000 0.00%
11 OFFICE DEPOT INC 13,600 56,000 0.00%
12 INTERSECTIONS INC COM 12,700 75,000 0.00%
13 SCICLONE PHARMACEUTICALS INC 17,700 81,000 0.00%
14 ACCO BRANDS CORPORATION COM 13,500 83,000 0.00%
15 ECC CAPITAL CORPORATION 1,200,000 90,000 0.00%
16 Synovus Financial Corp 28,000 95,000 0.00%
17 PETROBRAS ARGENTINA S A 17,500 97,000 0.00%
18 NEW YORK MORTGAGE TRUST INC COM 12,800 100,000 0.00%
19 ENTERCOM COMMUNICATIONS CORP 10,400 105,000 0.00%
20 GOLD FIELDS LTD NEW 29,340 108,000 0.00%
21 CARIBE MEDIA INC 11,105 111,000 0.00%
22 CBEYOND INC 15,400 112,000 0.00%
23 UNITED ONLINE INC 10,100 117,000 0.00%
24 Bimini Capital Management, Inc. 211,628 119,000 0.00%
25 CLEAR CHANNEL OUTDOOR HLDGS CL A 14,900 136,000 0.00%
26 AUDIOVOX CORP CL A 10,800 148,000 0.00%
27 PDL BIOPHARMA INC 18,600 155,000 0.00%
28 ON SEMICONDUCTOR CORP 17,600 165,000 0.01%
29 CBIZ INC 18,400 169,000 0.01%
30 GLOBAL SOURCES LTD 19,300 173,000 0.01%
31 ARCH COAL INC 36,400 175,000 0.01%
32 SKYWEST INC 14,500 185,000 0.01%
33 HHGREGG INC 19,200 185,000 0.01%
34 RESOURCE CAP CORP 35,000 195,000 0.01%
35 DRIL-QUIP INC 1,780 200,000 0.01%
36 GROUP 1 AUTOMOTIVE INC 3,100 204,000 0.01%
37 AQUA AMERICA INC 8,175 205,000 0.01%
38 KAR AUCTION SVCS INC 6,800 206,000 0.01%
39 JOS A BANK CLOTHIERS INC 3,200 206,000 0.01%
40 COLFAX CORP 2,900 207,000 0.01%
41 COVANCE INC 2,000 208,000 0.01%
42 HUDSON CITY BANCORP INC 21,315 210,000 0.01%
43 USANA HEALTH SCIENCES INC 2,800 211,000 0.01%
44 METTLER-TOLEDO 900 212,000 0.01%
45 DANA INCORPORATED 9,200 214,000 0.01%
46 SERVICE CORP INTL 10,800 215,000 0.01%
47 SPX CORP 2,200 216,000 0.01%
48 COMMERCE BANCSHARES INC 4,682 217,000 0.01%
49 ROCKWELL COLLINS INC 2,725 217,000 0.01%
50 JARDEN CORP 3,650 218,000 0.01%
Page 1 of 19

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000009015-14-000013, filed 2014.05.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.