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RESOURCE CAP CORP
RESOURCE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 130 Institutional holders with a total value of $336,091,641.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 6,816,154 37,966,000 11.30%
2 BlackRock Fund Advisors 5,648,785 31,464,000 9.36%
3 EJF Capital LP 4,961,954 27,638,000 8.22%
4 BlackRock Institutional Trust Company, N.A. 4,126,708 22,986,000 6.84%
5 NORTHERN TRUST CORP 2,943,056 16,393,000 4.88%
6 REAL ESTATE MANAGEMENT SERVICES LLC 2,690,344 14,985,000 4.46%
7 EAGLE ASSET MANAGEMENT INC 2,681,761 14,937,000 4.44%
8 STATE STREET CORP 2,514,768 14,004,000 4.17%
9 KMS FINANCIAL SERVICES, INC 2,158,906 12,025,000 3.58%
10 NORTHPOINTE CAPITAL LLC 2,038,936 11,356,000 3.38%
11 Global X Management CO LLC 1,646,401 9,170,000 2.73%
12 PRUDENTIAL FINANCIAL INC 1,453,554 8,097,000 2.41%
13 Talkot Capital, LLC 1,236,498 6,887,000 2.05%
14 RENAISSANCE TECHNOLOGIES LLC 1,070,841 5,965,000 1.77%
15 MORGAN STANLEY 1,049,627 5,847,000 1.74%
16 COOPERMAN LEON G 1,000,000 5,570,000 1.66%
17 BEACH INVESTMENT COUNSEL INC/PA 947,221 5,276,000 1.57%
18 UBS AG 855,774 4,767,000 1.42%
19 TFS CAPITAL LLC 812,642 4,526,000 1.35%
20 DEUTSCHE BANK AG\ 734,093 4,087,000 1.22%
21 GEODE CAPITAL MANAGEMENT, LLC 712,597 3,969,000 1.18%
22 Bank of New York Mellon Corp 652,435 3,634,000 1.08%
23 TIAA CREF INVESTMENT MANAGEMENT LLC 591,109 3,292,000 0.98%
24 TWO SIGMA INVESTMENTS, LP 542,796 3,024,000 0.90%
25 BlackRock Investment Management, LLC 442,505 2,465,000 0.73%
26 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 436,800 2,424,000 0.72%
27 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 415,311 2,314,000 0.69%
28 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 348,106 1,939,000 0.58%
29 EnTrustPermal Management LLC 323,632 1,803,000 0.54%
30 MILLENNIUM MANAGEMENT LLC 317,805 1,770,000 0.53%
31 SYSTEMATIC FINANCIAL MANAGEMENT LP 310,622 1,730,000 0.51%
32 CREDIT SUISSE AG/ 282,997 1,576,000 0.47%
33 AMERICAN INTERNATIONAL GROUP, INC. 277,558 1,545,998 0.46%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 276,051 1,538,000 0.46%
35 SHIKIAR ASSET MANAGEMENT INC 274,550 1,529,000 0.45%
36 PARAMETRIC PORTFOLIO ASSOCIATES LLC 260,495 1,451,000 0.43%
37 VAN ECK ASSOCIATES CORP 239,027 1,331,000 0.40%
38 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 230,773 1,285,000 0.38%
39 Virtu KCG Holdings LLC 222,576 1,240,000 0.37%
40 GOLDMAN SACHS GROUP INC 214,865 1,197,000 0.36%
41 SECOR Capital Advisors, LP 213,354 1,188,000 0.35%
42 Beach Investment Management, LLC. 198,581 1,106,000 0.33%
43 Creative Planning 193,383 1,077,000 0.32%
44 ALLIANCEBERNSTEIN L.P. 189,439 1,055,000 0.31%
45 Invesco Ltd. 186,723 1,040,000 0.31%
46 Sterling Capital Management LLC 181,800 1,013,000 0.30%
47 TEACHERS ADVISORS, LLC 177,113 987,000 0.29%
48 RHUMBLINE ADVISERS 162,966 908,000 0.27%
49 ROYAL BANK OF CANADA 158,872 885,000 0.26%
50 CITADEL ADVISORS LLC 156,400 871,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.